An Act with respect to practice and procedure in civil
proceedings.
Part 1 Preliminary
1 Name of Act
This Act is the Civil Procedure
Act 2005.
2 Commencement
(1) This Act commences on a day or days to be appointed by
proclamation, subject to this section.
(2) Schedule 5.3 [1], [2] and [3], 5.15 [4], 5.17 [3] and 5.30 [8]
commence on the commencement of section 3, or on the commencement of Part 3.2
of the Legal Profession Act
2004, whichever is the later.
(3) Schedule 5.3 [4] commences on the commencement of section
9.
(4) Schedule 5.43 and 5.44 commence on the commencement of section
18.
(5) Different days may be appointed for the commencement of a single
provision of Schedule 4 or 5 for the purpose of commencing the repeals or
amendments effected by the provision on different
days.
3 Definitions
(1) In this Act:civil
proceedings means any proceedings other than criminal
proceedings.
claim for
relief includes:
(a) a claim for possession of land, and
(b) a claim for delivery of goods, and
(c) a claim for the recovery of damages or other money,
and
(d) a claim for a declaration of right, and
(e) a claim for the determination of any question or matter that may
be determined by the court, and
(f) any other claim (whether legal, equitable or otherwise) that is
justiciable in the court.
costs, in
relation to proceedings, means costs payable in or in relation to the
proceedings, and includes fees, disbursements, expenses and
remuneration.
court includes
tribunal.
criminal
proceedings means proceedings against a person for an offence
(whether summary or indictable), and includes the following:
(a) committal proceedings,
(b) proceedings relating to bail,
(c) proceedings relating to sentence,
(d) proceedings on an appeal against conviction or
sentence.
cross-claim means a claim by a
defendant for the grant of relief under section 22.
defendant
means a person against whom proceedings are commenced, and includes a person
against whom a cross-claim is made.
exercise a
function includes perform a duty.
function
includes power, authority and duty.
hearing
includes both trial and interlocutory hearing.
judgment
includes any order for the payment of money, including any order for the
payment of costs.
judgment
creditor means the person to whom a judgment debt is
payable.
judgment
debt includes:
(a) any amount payable under a judgment, and
(b) any interest after judgment that is payable on that amount under
section 101, and
(c) any other amount payable under rules of court without the need for
a judgment.
judgment
debtor means the person by whom a judgment debt is
payable.
judicial
officer has the same meaning as it has in the Judicial Officers Act
1986.
jurisdictional limit
means:
(a) in relation to the District Court, the jurisdictional limit of
that Court within the meaning of the District
Court Act 1973, and
(b) in relation to the Local Court sitting in its General Division,
the jurisdictional limit of the Local Court when sitting in that Division
within the meaning of the Local Court Act
2007, and
(c) in relation to the Local Court sitting in its Small Claims
Division, the jurisdictional limit of the Local Court when sitting in that
Division within the meaning of the Local
Court Act 2007.
local
rules means rules of court other than uniform rules.
minor means a
person who is under the age of 18 years.
motor
accident claim has the same meaning as claim has in the Motor Accidents Compensation Act
1999.
officer, in
relation to a court, includes any registrar or other member of staff employed
in the administration of the business of the court, and includes the Judicial
Registrar of the District Court.
ordinary
basis, in relation to the assessment of legal costs that a court has
ordered to be paid, means the basis of assessing costs set out in section 364
(1) and (2) of the Legal Profession Act
2004.
originating
process means the process by which proceedings are commenced, and
includes the process by which a cross-claim is made.
person under legal
incapacity means any person who is under a legal incapacity in
relation to the conduct of legal proceedings (other than an incapacity arising
under section 4 of the Felons (Civil
Proceedings) Act 1981) and, in particular, includes:
(a) a child under the age of 18 years, and
(b) an involuntary patient, a forensic patient or a correctional
patient within the meaning of the Mental
Health Act 2007, and
(c) a person under guardianship within the meaning of the Guardianship Act 1987,
and
(d) a protected person within the meaning of the NSW Trustee and Guardian Act 2009,
and
(e) an incommunicate person, being a person who has such a physical or
mental disability that he or she is unable to receive communications, or
express his or her will, with respect to his or her property or
affairs.
plaintiff
means a person by whom proceedings are commenced, or on whose behalf
proceedings are commenced by a tutor, and includes a person by whom a
cross-claim is made or on whose behalf a cross-claim is made by a
tutor.
possession, otherwise than of
land, includes custody and power.
trial means any
hearing that is not an interlocutory hearing.
tutor, in
relation to a person under legal incapacity, means a tutor appointed to
represent the person (whether by the court or otherwise) in accordance with
the uniform rules.
uniform
rules means rules made, or taken to have been made, under section
9.
Uniform
Rules Committee means the Uniform Rules Committee established under
section 8.
workplace injury damages
claim means a claim for an award of damages to which Division 3 of
Part 5 of the Workers Compensation Act
1987 applies.
Note. Other words and expressions (for example, rules of court) are
defined in the Interpretation Act
1987.
(2) Notes included in this Act do not form part of this
Act.Note. In the notes to this Act, DCR means the District Court Rules
1973, LCR means the Local Courts (Civil Claims) Rules
1988 and SCR means the Supreme Court Rules
1970.
4 Application of Parts 3–9
(1) Subject to this section, Parts 3–9 apply to each court
referred to in Schedule 1 in relation to civil proceedings of a kind referred
to in that Schedule in respect of that court.
(2) The uniform rules may exclude any class of civil proceedings from
the operation of all or any of the provisions of Parts
3–9.
(3) The Governor may, by regulation, amend or substitute Schedule
1.
(4) A regulation under this section may contain provisions consequent
on the amendment or substitution of Schedule 1, including:(a) provisions excluding any class of civil proceedings from the
operation of all or any of the provisions of Parts 3–9,
and
(b) provisions modifying any specified provision of Parts 3–9,
or of any other Act or law, in its application to any class of civil
proceedings.
(5) Subject to any such regulation, this Act does not limit the
operation of any other Act with respect to the conduct of civil
proceedings.
5 Jurisdiction of courts
(1) Nothing in this Act or the uniform rules limits the jurisdiction
of the Supreme Court.
(2) Nothing in the uniform rules extends the jurisdiction of any court
except to the extent to which this Act expressly so
provides.
6 Repeals, amendments and savings provisions
(1) Each Act and instrument referred to in Schedule 4 is
repealed.
(2) (Repealed)
(3) Schedule 6 has effect.
7 Review of Act
(1) The Minister is to review this Act to determine whether the policy
objectives of the Act remain valid and whether the terms of the Act remain
appropriate for securing those objectives.
(2) The review is to be undertaken as soon as possible after the
period of 5 years from the date of assent to this
Act.
(3) A report on the outcome of the review is to be tabled in each
House of Parliament within 12 months after the end of the period of 5
years.
Part 2 Administrative matters
Division 1 Rules, practice notes and forms
8 Uniform Rules Committee
(1) There is to be a Uniform Rules Committee comprising 12 members, of
whom:(a) one is to be the Chief Justice of the Supreme Court or a Judge of
the Supreme Court nominated for the time being by the Chief Justice,
and
(b) one is to be the President of the Court of Appeal or a Judge of
Appeal nominated for the time being by the President, and
(c) two are to be Judges of the Supreme Court appointed by the Chief
Justice, and
(c1) one is to be the Chief Judge of the Land and Environment Court or
a Judge nominated for the time being by the Chief Judge,
and
(c2) one is to be the President of the Industrial Relations Commission
or a judicial member of the Commission (within the meaning of the Industrial Relations Act 1996)
nominated for the time being by the President, and
(d) one is to be the Chief Judge of the District Court or a Judge of
the District Court nominated for the time being by the Chief Judge,
and
(e) one is to be a Judge of the District Court appointed by the Chief
Judge, and
(f) one is to be the Chief Magistrate or a Magistrate nominated for
the time being by the Chief Magistrate, and
(g) one is to be a Magistrate appointed by the Chief Magistrate,
and
(h) one is to be a barrister appointed by the Bar Council,
and
(i) one is to be a solicitor appointed by the Law Society
Council.
(2) Schedule 2 has effect with respect to the constitution and
procedure of the Uniform Rules Committee.
9 Uniform rules
(1) The Uniform Rules Committee may make rules, not inconsistent with
this Act, for or with respect to any matter that by this Act is required or
permitted to be prescribed by rules or that is necessary or convenient to be
prescribed by rules for carrying out or giving effect to this
Act.
(2) Without limiting subsection (1), rules under this section may make
provision, in relation to all civil proceedings in respect of which a court
has jurisdiction (however arising), for or with respect to the matters
specified in Schedule 3.
(3) On the commencement of this section, the rules set out in Schedule
7 are taken to have been made under this section, and may be amended and
repealed accordingly.
(4) The rules made under this section may authorise or require the use
of an electronic case management system established under section 14B of the
Electronic Transactions Act
2000 in relation to any proceedings in a court in respect of
which the use of such a system is authorised by an order in force under
section 14C of that Act.
(5) This section does not give power to make rules with respect to any
matter for which rules may be made under section 38 of the Legal Profession Act 2004 or any
matter relating to costs that is regulated by Part 3.2 of that
Act.
(6) This section does not limit the operation of section 78 of the
Interpretation Act
1987.
10 Rules of court taken to include uniform rules
(1) Rules of court are taken to include the uniform rules to the
extent to which they are applicable in that court.
(2) Subsection (1) does not authorise the person or body having power
to make local rules to amend or repeal a uniform rule in its application to
that court.
11 Relationship between uniform rules and local
rules
(1) The uniform rules prevail over any provision of any local rules
unless the uniform rules expressly provide that the provision of the local
rules is to prevail.
(2) One rule prevails over another, as referred to in subsection (1),
to the extent only of any inconsistency between
them.
12 Officers of the court may exercise functions conferred by
uniform rules
Without limiting any other functions he or she may exercise, a
registrar or other officer of any court may exercise any function conferred on
such an officer by the uniform rules.
13 Officers of the court may be authorised to exercise
court’s functions
(1) The senior judicial officer of any court may, by instrument in
writing:(a) direct that any function of the court under this Act or the
uniform rules may be exercised by such registrars or other officers of the
court, and in such circumstances and subject to such conditions, as are
specified in the instrument, and
(b) vary or revoke any such instrument.
(2) This section does not limit any provision of the Act by which the
court is constituted with respect to the exercise of the court’s
functions.
14 Court may dispense with rules in particular
cases
In relation to particular civil proceedings, the court may, by
order, dispense with any requirement of rules of court if satisfied that it is
appropriate to do so in the circumstances of the case.
15 Practice notes
(1) Subject to rules of court, the senior judicial officer of the
court may issue practice notes for that court in relation to civil proceedings
to which this Act applies.
(2) A practice note must be published in the
Gazette.
(3) Sections 40 and 41 of the Interpretation Act 1987 apply to a
practice note in the same way as they apply to a statutory
rule.
16 Court may give directions in circumstances not covered by
rules
(1) In relation to particular civil proceedings, the court may give
directions with respect to any aspect of practice or procedure for which rules
of court or practice notes do not provide.
(2) Anything done in accordance with such a direction (including the
commencing of proceedings and the taking of any step in proceedings) is taken
to have been validly done.
17 Forms
(1) Subject to the uniform rules, the Uniform Rules Committee:(a) may approve forms for documents to be used in connection with
civil proceedings, and
(b) in the case of documents filed with a court, or issued by a court,
by means of an ECM system within the meaning of the Electronic Transactions Act 2000, may
approve the format in which such documents are to be filed or
issued.
(2) Copies of the approved forms are to be made available for public
inspection at each registry of the court concerned and on the court’s
internet website.
(3) If a form is approved in relation to a document to be used in
connection with proceedings in a court, a document that is filed with or
issued by the court is to be in that form.
Note. See section 80 of the Interpretation Act 1987 with respect
to compliance with approved forms.
Division 2 Fees
18 Fees
(1) The Governor may make regulations for or with respect to the
following matters:(a) the fees payable to a court in relation to the conduct of civil
proceedings in the court, including fees for the following:(i) the filing or registration of any document in the
court,
(ii) the allocation of hearing dates,
(iii) the conduct of hearings,
(iv) the retention of juries,
(v) the sealing or other authentication of any document that has been
filed in the court,
(vi) the issue of any document out of the
court,
(b) the fees payable in relation to proceedings referred to mediation
under Part 4,
(c) the fees payable in relation to proceedings referred to
arbitration under Part 5,
(d) the fees payable in relation to the examination of a judgment
debtor by a registrar or other officer of the court under Part
8,
(e) the fees payable in relation to the functions exercised by the
Sheriff, whether under this Act or otherwise,
(f) the fees payable for administrative services provided by a
registrar or other officer of the court, whether in connection with the
administration of this Act or otherwise,
(g) the waiver, postponement and remittal of
fees.
(2) Fees of the kind referred to in subsection (1) (a) or (d) are not
payable by the Crown, or by any person acting on behalf of the Crown, with
respect to any civil proceedings to which any of the following persons or
bodies is a party:(a) the Crown,
(b) any Minister of the Crown,
(c) any person or body prescribed by the regulations or belonging to a
class of persons or bodies so prescribed.
(3) Subsection (2) does not prevent the recovery by the Crown or any
such person or body of any fees that would, had they been paid by the Crown or
any such person or body, have been so recoverable.
(4) Unpaid fees may be recovered by the person to whom they are
payable, as a debt, in any court of competent
jurisdiction.
Part 3 Commencing and carrying on proceedings
generally
19 Commencing and carrying on proceedings
(cf Act No 9 1973, sections 53 and 56; Act No 11 1970, section
22)
(1) Subject to this Act, proceedings are to be commenced and carried
on in the manner prescribed by rules of court.
(2) For the purposes of this Act and the uniform rules, carry on proceedings
includes defend proceedings.
20 Claims for possession of land
(cf Act No 52 1970, section 79)
A claim for judgment for possession of land takes the place of a
claim in an action for ejectment that could have been brought under the
practice of the Supreme Court as it was immediately before 1 July
1972.Note. 1 July 1972 was the date of commencement of the Supreme Court Act
1970.
21 Defendant’s right to set-off
(1) If there are mutual debts between a plaintiff and a defendant in
any proceedings, the defendant may, by way of defence, set off against the
plaintiff’s claim any debt that is owed by the plaintiff to the
defendant and that was due and payable at the time the defence of set-off was
filed, whether or not the mutual debts are different in
nature.
(2) This section extends to civil proceedings in which one or more of
the mutual debts is owed by or to a deceased person who is represented by a
legal personal representative.
(3) This section does not apply to the extent to which the plaintiff
and defendant have agreed that debts (whether generally or as to specific
debts) may not be set off against each other.
(4) This section does not affect any other rights or obligations of a
debtor or creditor in respect of mutual debts, whether arising in equity or
otherwise.
(5) This section is subject to section 120 of the Industrial Relations Act
1996.
(6) In this section, debt means any liquidated
claim.
Note. The application of this provision to existing debts is dealt with
in clause 6 of Schedule 6 (Savings, transitional and other
provisions).
22 Defendant’s right to cross-claim
(cf Act No 52 1970, section 78; Act No 11 1970, section 15; DCR Part
20, rule 1)
(1) Subject to subsection (2), the court may grant to the defendant in
any proceedings (the
first proceedings) such relief against any person (whether or not a
plaintiff in the proceedings) as the court might grant against that person in
separate proceedings commenced by the defendant for that
purpose.
(2) Relief may not be granted under this section against a person who
is not a plaintiff in the first proceedings unless the relief relates to, or
is connected with, the subject of the first
proceedings.
(3) A person against whom a defendant makes a claim for relief under
this section:(a) has the same rights in respect of his or her defence against the
claim as he or she would have in separate proceedings commenced against the
person by the defendant, and
(b) if not already a party to the first proceedings:(i) becomes a party to the first proceedings, and
(ii) unless the court otherwise orders, is bound by any judgment
(including a judgment by consent or by default) or decision (including a
decision by consent) on any claim for relief in the proceedings (including a
claim for relief in any cross-claim in the
proceedings).
23 Effect of abandoning excess claim
(cf Act No 9 1973, section 50; Act No 11 1970, section 14)
(1) If, in any proceedings on a claim, the cause of action giving rise
to the claim is for more than the court’s jurisdictional limit:(a) the person may abandon the excess by a statement to that effect in
the originating process, and
(b) in that event, the person’s claim is taken to be reduced by
the amount of the excess.
(2) If a person’s claim is successful in respect of a cause of
action:(a) the amount recoverable by the person (exclusive of costs and
interest) is not to exceed the court’s jurisdictional limit,
and
(b) the judgment in the proceedings is in full discharge of all of the
person’s demands in respect of that cause of action,
and
(c) entry of the judgment in the records of the court is to be made
accordingly.
(3) This section is subject to section 51 of the District Court Act 1973 and section
31 of the Local Court Act
2007.Note. Under those sections, claims in the District Court or the Local
Court for amounts in excess of the court’s jurisdictional limit can, in
some cases, be dealt with by consent of parties.
24 Effect of splitting cause of action
(cf Act No 9 1973, section 49; Act No 11 1970, section 13)
(1) If:(a) a person (the first person)
splits any cause of action against another person (the other person) so
as to commence proceedings, or make a cross-claim, for part only of the amount
for which proceedings may be commenced on that cause, and
(b) judgment is given or entered, or a final order is made, on the
proceedings or cross-claim,
the other person is entitled to judgment in any other proceedings,
whether in that or any other court, with respect to the same cause of
action.
(2) Despite subsection (1), if the other person has given a number of
securities in respect of a claim made by the first person, the first
person:(a) may commence proceedings in any court in respect of each of those
securities, or
(b) may make a cross-claim in proceedings in any court in respect of
each of those securities,
as if each of those securities gave rise to a distinct cause of action,
and may do so whether or not the claim made by the first person is for an
amount that is more than the court’s jurisdictional
limit.
Part 4 Mediation of proceedings
25 Definitions
(cf Act No 52 1970, sections 110I and 110J; Act No 9 1973, sections
163 and 164; Act No 11 1970, sections 21J and 21K)
In this Part:mediation means
a structured negotiation process in which the mediator, as a neutral and
independent party, assists the parties to a dispute to achieve their own
resolution of the dispute.
mediation
session means a meeting arranged for the mediation of a
matter.
mediator means a
person to whom the court has referred a matter for
mediation.
26 Referral by court
(cf Act No 52 1970, section 110K; Act No 9 1973, section 164A; Act No
11 1970, section 21L)
(1) If it considers the circumstances appropriate, the court may, by
order, refer any proceedings before it, or part of any such proceedings, for
mediation by a mediator, and may do so either with or without the consent of
the parties to the proceedings concerned.
(2) The mediation is to be undertaken by a mediator agreed to by the
parties or appointed by the court, who may (but need not be) a listed
mediator.
(2A) Without limiting subsections (1) and (2), the court may refer
proceedings or part of proceedings for mediation under the Community Justice Centres Act
1983.
(3) In this section, listed mediator means a
mediator appointed in accordance with a practice note with respect to the
nomination and appointment of persons to be mediators for the purposes of this
Part.
27 Duty of parties to participate
(cf Act No 52 1970, section 110L; Act No 9 1973, section 164B; Act No
11 1970, section 21M)
It is the duty of each party to proceedings that have been
referred for mediation to participate, in good faith, in the
mediation.
28 Costs of mediation
(cf Act No 52 1970, section 110M; Act No 9 1973, section 164C; Act No
11 1970, section 21N)
The costs of mediation, including the costs payable to the
mediator, are payable:(a) if the court makes an order as to the payment of those costs, by
one or more of the parties in such manner as the order may specify,
or
(b) in any other case, by the parties in such proportions as they may
agree among themselves.
29 Agreements and arrangements arising from mediation
sessions
(cf Act No 52 1970, section 110N; Act No 9 1973, section 164D; Act No
11 1970, section 21O)
(1) The court may make orders to give effect to any agreement or
arrangement arising out of a mediation session.
(2) On any application for an order under this section, any party may
call evidence, including evidence from the mediator and any other person
engaged in the mediation, as to the fact that an agreement or arrangement has
been reached and as to the substance of the agreement or
arrangement.
(3) This Part does not affect the enforceability of any other
agreement or arrangement that may be made, whether or not arising out of a
mediation session, in relation to the matters the subject of a mediation
session.
30 Privilege
(cf Act No 52 1970, section 110P; Act No 9 1973, section 164F; Act No
11 1970, section 21Q)
(1) In this section, mediation session
includes any steps taken in the course of making arrangements for the session
or in the course of the follow-up of a session.
(2) The same privilege with respect to defamation as exists with
respect to judicial proceedings and a document produced in judicial
proceedings exists with respect to:(a) a mediation session, or
(b) a document or other material sent to or produced to a mediator, or
sent to or produced at the court or the registry of the court, for the purpose
of enabling a mediation session to be arranged.
(3) The privilege conferred by subsection (2) extends only to a
publication made:(a) at a mediation session, or
(b) in a document or other material sent to or produced to a mediator,
or sent to or produced at the court or the registry of the court, for the
purpose of enabling a mediation session to be arranged, or
(c) in circumstances referred to in section
31.
(4) Subject to section 29 (2):(a) evidence of anything said or of any admission made in a mediation
session is not admissible in any proceedings before any court or other body,
and
(b) a document prepared for the purposes of, or in the course of, or
as a result of, a mediation session, or any copy of such a document, is not
admissible in evidence in any proceedings before any court or other
body.
(5) Subsection (4) does not apply with respect to any evidence or
document:(a) if the persons in attendance at, or identified during, the
mediation session and, in the case of a document, all persons specified in the
document, consent to the admission of the evidence or document,
or
(b) in proceedings commenced with respect to any act or omission in
connection with which a disclosure has been made as referred to in section 31
(c).
31 Confidentiality
(cf Act No 52 1970, section 110Q; Act No 9 1973, section 164G; Act No
11 1970, section 21R)
A mediator may disclose information obtained in connection with
the administration or execution of this Part only in one or more of the
following circumstances:(a) with the consent of the person from whom the information was
obtained,
(b) in connection with the administration or execution of this Part,
including section 29 (2),
(c) if there are reasonable grounds to believe that the disclosure is
necessary to prevent or minimise the danger of injury to any person or damage
to any property,
(d) if the disclosure is reasonably required for the purpose of
referring any party or parties to a mediation session to any person, agency,
organisation or other body and the disclosure is made with the consent of the
parties to the mediation session for the purpose of aiding in the resolution
of a dispute between those parties or assisting the parties in any other
manner,
(e) in accordance with a requirement imposed by or under a law of the
State (other than a requirement imposed by a subpoena or other compulsory
process) or the Commonwealth.
32 Directions by mediator
(cf SCR Part 72C, rule 3)
Subject to the uniform rules and any relevant practice notes, a
mediator may, by order, give directions as to the preparation for, and conduct
of, the mediation.
33 Protection from liability for mediator
A mediator to whom the court refers proceedings has, in the
exercise of his or her functions as a mediator in relation to those
proceedings, the same protection and immunity as a judicial officer of the
court has in the exercise of his or her functions as a judicial
officer.
34 Mediation otherwise than under this Part
(cf Act No 52 1970, section 110H (2); Act No 9 1973, section 162
(2))
This Part does not prevent:(a) the parties to proceedings from agreeing to and arranging for
mediation of any matter otherwise than as referred to in this Part,
or
(b) a matter arising in proceedings from being dealt with under the
provisions of the Community Justice Centres
Act 1983 without having been referred under section
26.
Part 5 Arbitration of proceedings
Division 1 Preliminary
35 Definitions
(cf Act No 43 1983, section 3)
In this Part:arbitrator means an arbitrator
appointed under section 36.
award means an
arbitrator’s award under section 39.
referred
proceedings means proceedings the subject of an unrevoked reference
to an arbitrator under section 38.
referring
court, in relation to referred proceedings, means the court by which
the proceedings have been referred.
36 Appointment to office as arbitrator
(cf Act No 43 1983, section 5)
(1) The senior judicial officer of the court may appoint suitable
persons to be arbitrators to hear and determine referred
proceedings.
(2) A person is not eligible to be appointed as an arbitrator unless
the person is a former judicial officer, a barrister nominated by the Bar
Council or a solicitor nominated by the Law Society
Council.
(3) The senior judicial officer concerned may, and if the nominating
body so requests in writing must, revoke an appointment under this
section.
(4) An appointment, or revocation of appointment, of an arbitrator is
to be made by instrument in writing signed by the senior judicial
officer.
(5) An arbitrator may resign office by instrument in writing delivered
to the senior judicial officer.
(6) An arbitrator is entitled to such remuneration as the Minister may
from time to time determine.
(7) An arbitrator’s remuneration is to be paid out of money
provided by Parliament.
37 Jurisdiction of arbitrator
(cf Act No 43 1983, section 7)
(1) The jurisdiction conferred on an arbitrator by this Part in
relation to referred proceedings is part of the jurisdiction of the court by
which the proceedings were referred.
(2) Subject to this Part, but without limiting the specific powers and
authorities of an arbitrator under this Part, an arbitrator has and may
exercise, in relation to referred proceedings, all of the functions of the
court by which the proceedings were referred.
(3) Subsection (2) does not confer on an arbitrator functions of the
court which are the same as, or similar to, the functions conferred by
sections 52 and 53 or any other functions in respect of
contempt.
(4) The functions conferred on an arbitrator may be exercised
only:(a) for the purpose of determining the issues in dispute in referred
proceedings, and
(b) for the purpose of making an award in referred proceedings,
and
(c) for related purposes.
(5) Subject to this Part, a tribunal (other than the arbitrator to
whom proceedings have been referred for determination) has no jurisdiction in
respect of any issue in dispute in the proceedings while those proceedings are
before the arbitrator.
(6) In subsection (5), tribunal means any court,
tribunal, board or other body, or any person, empowered by an Act or by
agreement of parties to determine by litigation, arbitration, conciliation or
otherwise any issue that is in dispute.
Division 2 Arbitration
38 Referral to arbitration
(cf Act No 52 1970, section 76B; Act No 9 1973, section 63A; Act No
11 1970, section 21H)
(1) The court may order that proceedings before it:(a) in respect of a claim for the recovery of damages or other money,
or
(b) in respect of a claim for any equitable or other relief ancillary
to a claim for the recovery of damages or other
money,
be referred for determination by an
arbitrator.
(2) Before making such an order in relation to any proceedings, the
referring court:(a) is to consider the preparations made by the parties for the
hearing of the proceedings, and
(b) is, as far as possible, to deal with all matters that may be dealt
with by the court on application to the court before the hearing of the
proceedings, and
(c) is to give such directions for the conduct of the proceedings
before the arbitrator as appear best adapted for the just, quick and cheap
disposal of the proceedings.
(3) The referring court may not make such an order in relation to any
proceedings if:(a) no issue in the proceedings is contested or judgment in the
proceedings has been given or entered and has not been set aside,
or
(b) rules of court provide that such an order may not be made in
relation to proceedings of that kind, or
(c) cause is otherwise shown why the proceedings should not be so
referred.
(4) At any time before the making of an award in relation to referred
proceedings, the referring court may revoke an order under this section and
give directions for the subsequent conduct of the proceedings and directions
as to any costs incurred before the revocation of the
order.
(5) This section does not limit any other power of the court to refer
a matter to arbitration.
39 Determination by arbitrator
(cf Act No 43 1983, section 15)
(1) The issues in dispute in referred proceedings are to be determined
by the arbitrator on the evidence adduced before the
arbitrator.
(2) The arbitrator must record the arbitrator’s determination of
the proceedings, and the reasons for the determination, by an award in writing
signed by the arbitrator.
(3) The arbitrator must immediately send the award to the referring
court.
(4) An arbitrator may not make a determination that could not have
been made had the proceedings been heard and determined by the referring
court.
(5) Despite subsection (4), an award does not fail to have full
effect, and may not be called in question, by reason only that the amount
awarded exceeds the amount claimed in the proceedings to which the award
relates.
40 Award taken to be judgment of court
(cf Act No 43 1983, section 16A; Act No 52 1970, section 76B (5); Act
No 9 1973, section 63A (5); Act No 11 1970, section 21H (5))
Subject to section 41 and Division 3, an award is final and
conclusive, and is taken to be a judgment of the referring court:(a) if it is expressed to be made by consent of all the parties, on
the date on which it is received by the referring court,
or
(b) in any other case, at the expiry of 28 days after it is sent to
all of the parties.
41 Judicial supervision of arbitrator
(cf Act No 43 1983, section 17)
(1) No relief lies:(a) under section 69 or 101 of the Supreme Court Act 1970,
or
(b) by way of declaratory judgment or order, or
(c) by way of injunction, or
(d) under section 126, 127 or 128 of the District Court Act 1973,
or
(e) under section 39 or 40 of the Local Court Act
2007,
in relation to proceedings under this Act on referred
proceedings.
(2) Subsection (1) does not apply if the relief is sought on the
ground of a lack of jurisdiction or a denial of natural
justice.
Division 3 Rehearings
42 Application for rehearing
(cf Act No 43 1983, section 18)
(1) A person aggrieved by an award may apply to the referring court
for a rehearing of the proceedings concerned.
(2) The application may (but need not) request that the rehearing be a
full rehearing or limited rehearing.
(3) The award is suspended from the time the application is made until
an order for rehearing is made.
43 Order for rehearing
(cf Act No 43 1983, section 18A)
(1) The referring court must order a rehearing of proceedings the
subject of an award if an application for rehearing is made before the award
takes effect.
(2) An order for rehearing may not be made unless the amount claimed
in the proceedings, or the value of the property to which the proceedings
relate, exceeds the jurisdictional limit of the Local Court when sitting in
its Small Claims Division.
(3) An order for rehearing need not be made if it appears to the court
that the applicant failed to attend a hearing before an arbitrator without
good reason.
(4) In an order for rehearing, the referring court may direct that the
rehearing be a full rehearing or a limited rehearing, as the court thinks
appropriate, and may do so regardless of whether the applicant requested a
full rehearing or a limited rehearing or made no such
request.
(5) In the absence of a direction under subsection (4), the rehearing
is to be a full rehearing.
(6) An order for a limited rehearing must specify the aspects that are
to be the subject of the rehearing, whether by reference to specific issues in
dispute, specific parties to the dispute or
otherwise.
(7) The referring court may amend an order for rehearing at any time
before or during a rehearing.
44 Rehearing
(cf Act No 43 1983, section 18B)
(1) If an order is made for a full rehearing, the award ceases to have
effect and the proceedings are to be heard and determined in the referring
court as if they had never been referred to an
arbitrator.
(2) If an order is made for a limited rehearing:(a) the award is suspended from the time the order is made until the
proceedings are determined, and
(b) the aspects ordered to be dealt with at the limited rehearing are
to be heard and determined in the court concerned as if they had not been
dealt with in the arbitration, and
(c) following the rehearing, the court may reinstate the award with
such modifications (if any) as the court thinks appropriate,
and
(d) the award, as reinstated, is final and conclusive, and is taken to
be a judgment of the referring court.
(3) Subject to this Division, this Act and the uniform rules apply to
proceedings on a rehearing in the same way as they apply to any other civil
proceedings.
45 Discontinuance of rehearing
(cf Act No 43 1983, section 18D)
(1) A rehearing may be discontinued, but only with the consent of all
parties or by leave of the court.
(2) If a rehearing is discontinued, the court is to reinstate the
award from which the rehearing has arisen.
(3) An award that is reinstated under this section:(a) is final and conclusive, and
(b) is taken to be a judgment of the referring court,
and
(c) unless the court otherwise orders, is taken to have had effect as
such a judgment as from the date on which it would have taken effect under
section 40 (b) had no application for a rehearing been made under this
Division.
Note. Under section 40 (b), the award would have taken effect at the
expiry of 28 days after it was sent to all of the
parties.
46 Costs of rehearing
(cf Act No 43 1983, section 18C)
(1) A court that hears and determines proceedings on a full
rehearing:(a) may make an order for costs in respect of the rehearing,
and
(b) may, in addition, make an order for costs in respect of the
hearing under Division 2.
(2) A court that hears and determines any aspect of proceedings on a
limited rehearing:(a) may make an order for costs in respect of the rehearing as to that
aspect, and
(b) may, in addition, make an order for costs in respect of the
hearing as to that aspect under Division 2.
(3) This section applies to proceedings in respect of which a
rehearing is discontinued under section 45 in the same way as it applies to
proceedings that are heard and determined on a
rehearing.
47 Subpoena at rehearing against arbitrator
(cf Act No 43 1983, section 18E)
A subpoena for the giving of evidence or the production of
documents at a rehearing is not to be issued against the arbitrator to whom
the proceedings concerned were referred just because the evidence or documents
relate to the arbitration.
Division 4 Miscellaneous
48 Appearances
(cf Act No 43 1983, section 8)
A party to referred proceedings before an arbitrator has the same
rights as to:(a) representation by a barrister or solicitor, or otherwise,
and
(b) examination and cross-examination of
witnesses,
as the party would have in relation to proceedings before the referring
court.
49 Procedure
(cf Act No 43 1983, section 10)
(1) Subject to this Act and any directions given by the referring
court, the procedure at an arbitration is to be determined by the
arbitrator.
(2) Subject to the rules of evidence, an arbitrator must act according
to equity, good conscience and the substantial merits of the case without
regard for technicalities or legal forms.
50 Issue of subpoenas
(cf Act No 43 1983, section 11)
A referring court has the same powers with respect to:(a) ordering persons to attend as witnesses at referred proceedings or
to attend and produce documents at referred proceedings,
and
(b) enforcing compliance with any such
orders,
as it would have had in respect of the proceedings had they been heard
and determined by the court.
51 Evidence
(cf Act No 43 1983, section 13)
(1) Subject to the uniform rules, evidence in referred proceedings
before an arbitrator is to be given and received in the same way as it would
be given and received before the referring court.
(2) Subsection (1) does not require any such evidence to be
recorded.
(3) An arbitrator may administer an oath or take an affidavit for the
purposes of referred proceedings.
(4) Referred proceedings are taken to be judicial proceedings for the
purposes of section 327 (Offence of perjury) of the Crimes Act
1900.
52 Refusal or failure to take oath etc
(cf Act No 43 1983, section 12)
(1) If, at any hearing of referred proceedings, a witness:(a) refuses or fails to take an oath when required by the arbitrator
to do so, or
(b) refuses or fails to answer a question that the witness is required
by the arbitrator to answer,
the arbitrator or a party to the proceedings may apply to the referring
court for an order that the witness attend before the court for
examination.
(2) Unless satisfied that there was a reasonable excuse for the
refusal or failure of the witness to take the oath or answer the question, the
referring court must make the order applied for.
(3) A court before which a witness attends and gives evidence pursuant
to such an order may order the transmission to the arbitrator of the
transcript of evidence.
(4) Any such evidence is taken to have been given at the hearing
before the arbitrator.
(5) Failure to comply with an order under this section constitutes a
contempt of the referring court, committed in the face of the
court.
53 Contempt
(cf Act No 43 1983, section 14)
(1) A person must not:(a) wilfully insult an arbitrator while the arbitrator is hearing
referred proceedings or proceeding to or from such a hearing,
or
(b) wilfully insult a person in attendance at such a hearing or
proceeding to or from such a hearing, or
(c) wilfully misbehave during the hearing of referred proceedings,
or
(d) wilfully and without lawful excuse interrupt the hearing of
referred proceedings, or
(e) assault or wilfully obstruct an arbitrator or other person during
the hearing of referred proceedings, or
(f) without lawful excuse, disobey a lawful direction given to the
person by an arbitrator during the hearing of referred
proceedings.
(2) An arbitrator may direct a person who contravenes subsection (1)
to leave the sitting of the arbitrator at which the contravention occurs and
the person to whom the direction is given must immediately comply with the
direction.
(3) Failure to comply with such a direction constitutes a contempt of
the referring court, committed in the face of the
court.
54 Costs
(cf Act No 43 1983, section 16)
(1) An arbitrator may make orders with respect to the payment, as
between the parties, of the costs of referred
proceedings.
(2) An arbitrator has the same powers in relation to an order for
costs under subsection (1) as the referring court would have had if the
hearing before the arbitrator had been a hearing before the
court.
(3) This section does not limit the power of the referring court to
make orders under section 98 with respect to the costs of referred
proceedings.
55 Protection from liability for arbitrator
(cf Act No 43 1983, section 6)
An arbitrator to whom the court refers proceedings has, in the
exercise of his or her functions as an arbitrator in relation to those
proceedings, the same protection and immunity as a judicial officer of the
court has in the exercise of his or her functions as a judicial
officer.
Part 6 Case management and interlocutory matters
Division 1 Guiding principles
56 Overriding purpose
(cf SCR Part 1, rule 3)
(1) The overriding purpose of this Act and of rules of court, in their
application to civil proceedings, is to facilitate the just, quick and cheap
resolution of the real issues in the proceedings.
(2) The court must seek to give effect to the overriding purpose when
it exercises any power given to it by this Act or by rules of court and when
it interprets any provision of this Act or of any such
rule.
(3) A party to civil proceedings is under a duty to assist the court
to further the overriding purpose and, to that effect, to participate in the
processes of the court and to comply with directions and orders of the
court.
(4) A solicitor or barrister must not, by his or her conduct, cause
his or her client to be put in breach of the duty identified in subsection
(3).
(5) The court may take into account any failure to comply with
subsection (3) or (4) in exercising a discretion with respect to
costs.
57 Objects of case management
(1) For the purpose of furthering the overriding purpose referred to
in section 56 (1), proceedings in any court are to be managed having regard to
the following objects:(a) the just determination of the proceedings,
(b) the efficient disposal of the business of the
court,
(c) the efficient use of available judicial and administrative
resources,
(d) the timely disposal of the proceedings, and all other proceedings
in the court, at a cost affordable by the respective
parties.
(2) This Act and any rules of court are to be so construed and
applied, and the practice and procedure of the courts are to be so regulated,
as best to ensure the attainment of the objects referred to in subsection
(1).
58 Court to follow dictates of justice
(1) In deciding:(a) whether to make any order or direction for the management of
proceedings, including:(i) any order for the amendment of a document, and
(ii) any order granting an adjournment or stay of proceedings,
and
(iii) any other order of a procedural nature, and
(iv) any direction under Division 2, and
(b) the terms in which any such order or direction is to be
made,
the court must seek to act in accordance with the dictates of
justice.
(2) For the purpose of determining what are the dictates of justice in
a particular case, the court:(a) must have regard to the provisions of sections 56 and 57,
and
(b) may have regard to the following matters to the extent to which it
considers them relevant:(i) the degree of difficulty or complexity to which the issues in the
proceedings give rise,
(ii) the degree of expedition with which the respective parties have
approached the proceedings, including the degree to which they have been
timely in their interlocutory activities,
(iii) the degree to which any lack of expedition in approaching the
proceedings has arisen from circumstances beyond the control of the respective
parties,
(iv) the degree to which the respective parties have fulfilled their
duties under section 56 (3),
(v) the use that any party has made, or could have made, of any
opportunity that has been available to the party in the course of the
proceedings, whether under rules of court, the practice of the court or any
direction of a procedural nature given in the proceedings,
(vi) the degree of injustice that would be suffered by the respective
parties as a consequence of any order or direction,
(vii) such other matters as the court considers relevant in the
circumstances of the case.
59 Elimination of delay
(cf Western Australia Supreme Court Rules, Order 1, rule
4A)
In any proceedings, the practice and procedure of the court should
be implemented with the object of eliminating any lapse of time between the
commencement of the proceedings and their final determination beyond that
reasonably required for the interlocutory activities necessary for the fair
and just determination of the issues in dispute between the parties and the
preparation of the case for trial.
60 Proportionality of costs
In any proceedings, the practice and procedure of the court should
be implemented with the object of resolving the issues between the parties in
such a way that the cost to the parties is proportionate to the importance and
complexity of the subject-matter in dispute.
Division 2 Powers of court to give directions
61 Directions as to practice and procedure
generally
(cf SCR Part 23, rule 4; Act No 9 1973, section 68A)
(1) The court may, by order, give such directions as it thinks fit
(whether or not inconsistent with rules of court) for the speedy determination
of the real issues between the parties to the
proceedings.
(2) In particular, the court may, by order, do any one or more of the
following:(a) it may direct any party to proceedings to take specified steps in
relation to the proceedings,
(b) it may direct the parties to proceedings as to the time within
which specified steps in the proceedings must be
completed,
(c) it may give such other directions with respect to the conduct of
proceedings as it considers appropriate.
(3) If a party to whom such a direction has been given fails to comply
with the direction, the court may, by order, do any one or more of the
following:(a) it may dismiss the proceedings, whether generally, in relation to
a particular cause of action or in relation to the whole or part of a
particular claim,
(b) it may strike out or limit any claim made by a
plaintiff,
(c) it may strike out any defence filed by a defendant, and give
judgment accordingly,
(d) it may strike out or amend any document filed by the party, either
in whole or in part,
(e) it may strike out, disallow or reject any evidence that the party
has adduced or seeks to adduce,
(f) it may direct the party to pay the whole or part of the costs of
another party,
(g) it may make such other order or give such other direction as it
considers appropriate.
(4) Subsection (3) does not limit any other power the court may have
to take action of the kind referred to in that subsection or to take any other
action that the court is empowered to take in relation to a failure to comply
with a direction given by the court.
62 Directions as to conduct of hearing
(cf Act No 52 1970, section 87; Act No 9 1973, section 77 (4); SCR
Part 34, rules 6 and 6AA)
(1) The court may, by order, give directions as to the conduct of any
hearing, including directions as to the order in which evidence is to be given
and addresses made.
(2) The court may, by order, give directions as to the order in which
questions of fact are to be tried.
(3) Without limiting subsections (1) and (2), the court may, by order,
give any of the following directions at any time before or during a
hearing:(a) a direction limiting the time that may be taken in the
examination, cross-examination or re-examination of a
witness,
(b) a direction limiting the number of witnesses (including expert
witnesses) that a party may call,
(c) a direction limiting the number of documents that a party may
tender in evidence,
(d) a direction limiting the time that may be taken in making any oral
submissions,
(e) a direction that all or any part of any submissions be in
writing,
(f) a direction limiting the time that may be taken by a party in
presenting his or her case,
(g) a direction limiting the time that may be taken by the
hearing.
(4) A direction under this section must not detract from the principle
that each party is entitled to a fair hearing, and must be given a reasonable
opportunity:(a) to lead evidence, and
(b) to make submissions, and
(c) to present a case, and
(d) at trial, other than a trial before the Local Court sitting in its
Small Claims Division, to cross-examine witnesses.
(5) In deciding whether to make a direction under this section, the
court may have regard to the following matters in addition to any other
matters that the court considers relevant:(a) the subject-matter, and the complexity or simplicity, of the
case,
(b) the number of witnesses to be called,
(c) the volume and character of the evidence to be
led,
(d) the need to place a reasonable limit on the time allowed for any
hearing,
(e) the efficient administration of the court
lists,
(f) the interests of parties to other proceedings before the
court,
(g) the costs that are likely to be incurred by the parties compared
with the quantum of the subject-matter in dispute,
(h) the court’s estimate of the length of the
hearing.
(6) At any time, the court may, by order, direct a solicitor or
barrister for a party to give to the party a memorandum stating:(a) the estimated length of the trial, and the estimated costs and
disbursements of the solicitor or barrister, and
(b) the estimated costs that, if the party were unsuccessful at trial,
would be payable by the party to any other party.
63 Directions with respect to procedural
irregularities
(cf Act No 52 1970, section 81; Act No 9 1973, section 159; Act No 11
1970, section 75A)
(1) This section applies to proceedings in connection with which there
is, by reason of anything done or omitted to be done, a failure to comply with
any requirement of this Act or of rules of court, whether in respect of time,
place, manner, form or content or in any other
respect.
(2) Such a failure:(a) is to be treated as an irregularity, and
(b) subject to subsection (3), does not invalidate the proceedings,
any step taken in the proceedings or any document, judgment or order in the
proceedings.
(3) The court may do either or both of the following in respect of
proceedings the subject of a failure referred to in subsection (1):(a) it may, by order, set aside the proceedings, any step taken in the
proceedings or any document, judgment or order in the proceedings, either
wholly or in part,
(b) it may exercise its powers to allow amendments and to make orders
dealing with the proceedings generally.
(4) The court may not take action of the kind referred to in
subsection (3) (a) on the application of any party unless the application is
made within a reasonable time and, in any case, before the party takes any
fresh step in the proceedings after becoming aware of the
failure.
Division 3 Other powers of court
64 Amendment of documents generally
(cf SCR Part 20, rules 1 and 4; DCR Part 17, rules 1 and
4)
(1) At any stage of proceedings, the court may order:(a) that any document in the proceedings be amended,
or
(b) that leave be granted to a party to amend any document in the
proceedings.
(2) Subject to section 58, all necessary amendments are to be made for
the purpose of determining the real questions raised by or otherwise depending
on the proceedings, correcting any defect or error in the proceedings and
avoiding multiplicity of proceedings.
(3) An order under this section may be made even if the amendment
would have the effect of adding or substituting a cause of action that has
arisen after the commencement of the proceedings but, in that case, the date
of commencement of the proceedings, in relation to that cause of action, is,
subject to section 65, taken to be the date on which the amendment is
made.
(4) If there has been a mistake in the name of a party, this section
applies to the person intended to be made a party as if he or she were a
party.
(5) This section does not apply to the amendment of a judgment, order
or certificate.
65 Amendment of originating process after expiry of
limitation period
(cf SCR Part 20, rule 4; DCR Part 17, rule 4)
(1) This section applies to any proceedings commenced before the
expiration of any relevant limitation period for the commencement of the
proceedings.
(2) At any time after the expiration of the relevant limitation
period, the plaintiff in any such proceedings may, with the leave of the court
under section 64 (1) (b), amend the originating process so as:(a) to enable the plaintiff to maintain the proceedings in a capacity
in which he or she has, since the proceedings were commenced, become entitled
to bring and maintain the proceedings, or
(b) to correct a mistake in the name of a party to the proceedings,
whether or not the effect of the amendment is to substitute a new party, being
a mistake that, in the court’s opinion, is neither misleading nor such
as to cause reasonable doubt as to the identity of the person intended to be
made a party, or
(c) to add or substitute a new cause of action, together with a claim
for relief on the new cause of action, being a new cause of action that, in
the court’s opinion, arises from the same (or substantially the same)
facts as those giving rise to an existing cause of action and claim for relief
set out in the originating process.
(3) Unless the court otherwise orders, an amendment made under this
section is taken to have had effect as from the date on which the proceedings
were commenced.
(4) This section does not limit the powers of the court under section
64.
(5) This section has effect despite anything to the contrary in the
Limitation Act
1969.
(6) In this section, originating
process, in relation to any proceedings, includes any pleading
subsequently filed in the proceedings.
66 Adjournment of proceedings
(cf Act No 11 1970, section 75)
(1) Subject to rules of court, the court may at any time and from time
to time, by order, adjourn to a specified day any proceedings before it or any
aspect of any such proceedings.
(2) If a judicial officer is not available at the time appointed for
the hearing of any proceedings, a registrar may adjourn, to a later time on
the same day or to a later specified day, any matters listed for hearing by
the judicial officer at the appointed time.
67 Stay of proceedings
(cf Act No 9 1973, section 156)
Subject to rules of court, the court may at any time and from time
to time, by order, stay any proceedings before it, either permanently or until
a specified day.
68 Attendance at court and production of documents and things
to court
(cf Act No 9 1973, section 64; Act No 11 1970, section 72; SCR Part
36, rule 12)
Subject to rules of court, the court may, by subpoena or
otherwise, order any person to do either or both of the following:(a) to attend court to be examined as a witness,
(b) to produce any document or thing to the
court.
Note. See also section 77 of the Crimes (Administration of Sentences) Act
1999 and section 42 of the Children (Detention Centres) Act
1987 with respect to the attendance of persons detained in
custody.
69 Affidavits and witness statements may be read in advance
of hearing
Proceedings are not to be challenged, reviewed, quashed or called
into question by reason only that the judicial officer or other person before
whom the proceedings are being conducted has, prior to hearing, read any
affidavit or witness statement that has been filed or lodged in the
proceedings.
70 Informal proof and admissions
(cf Act No 52 1970, section 82)
(1) At any stage of the proceedings, the court:(a) may, by order, dispense with the rules of evidence for proving any
matter that is not bona fide in dispute, also with such rules of evidence as
may give rise to expense or delay, and
(b) without limiting the generality of paragraph (a), may, by order,
dispense with the proof of handwriting, documents, the identity of parties or
parcels of land, or of authority, and
(c) may, by order, require any party (not being a person under legal
incapacity) to make admissions with respect to any document or to any question
of fact, and
(d) in the case of a party’s refusal or neglect to make any
admission required under paragraph (c), may, unless of the opinion that the
refusal or neglect is reasonable, order that the costs of proof occasioned by
the refusal or neglect are to be paid by the party.
(2) An admission made under subsection (1) (c):(a) is to be for the purpose of the proceedings in which it is made
and for no other purpose, and
(b) is to be subject to all just exceptions, and
(c) may, with the leave of the court, be amended or
withdrawn.
71 Business in the absence of the public
(cf Act No 52 1970, section 80)
Subject to any Act, the business of a court in relation to any
proceedings may be conducted in the absence of the public in any of the
following circumstances:(a) on the hearing of an interlocutory application, except while a
witness is giving oral evidence,
(b) if the presence of the public would defeat the ends of
justice,
(c) if the business concerns the guardianship, custody or maintenance
of a minor,
(d) if the proceedings are not before a jury and are formal or
non-contentious,
(e) if the business does not involve the appearance before the court
of any person,
(f) if, in proceedings in the Equity Division of the Supreme Court,
the court thinks fit,
(g) if the uniform rules so provide.
72 Court may prohibit disclosure of information
The court may, by order, prohibit the publication or disclosure of
any information tending to reveal the identity of:(a) any party to proceedings, or
(b) any witness in proceedings,
if it is of the opinion that it is necessary to do so to secure the
proper administration of justice in the proceedings.
73 Power of court to determine questions about compromises
and settlements
(1) In any proceedings, the court:(a) has and may exercise jurisdiction to determine any question in
dispute between the parties to the proceedings as to whether, and on what
terms, the proceedings have been compromised or settled between them,
and
(b) may make such orders as it considers appropriate to give effect to
any such determination.
(2) This section does not limit the jurisdiction that the court may
otherwise have in relation to the determination of any such
question.
Division 4 Persons under legal incapacity
74 Definitions and application
(cf Act No 25 1929, sections 2 and 3)
(1) In this Division:manager, in relation to a
protected person’s estate, means the person having the management of the
estate under the NSW Trustee and Guardian
Act 2009.
protected person
has the same meaning as it has in the NSW
Trustee and Guardian Act 2009.
(2) This Division does not apply to claims made or compensation
awarded under any of the following Acts:(a) the Workers Compensation Act
1987,
(b) the Workers Compensation (Bush
Fire, Emergency and Rescue Services) Act
1987,
(c) the Workers’ Compensation
(Dust Diseases) Act 1942,
(d) the Workplace Injury Management
and Workers Compensation Act 1998.
(3) This Division does not limit the operation of the Minors (Property and Contracts) Act
1970 or section 16 of the Infants’ Custody and Settlements Act
1899.
75 Settlement of claim made on behalf of, or against, person
under legal incapacity
(cf SCR Part 63, rule 13)
(1) This section applies to any claim, enforceable by proceedings in
the court, that is made by or on behalf of, or against, a person under legal
incapacity.
(2) If, before proceedings are commenced with respect to any such
claim, an agreement for the compromise or settlement of the claim is made by
or on behalf of the person under legal incapacity, the court may approve or
disapprove the agreement.
(3) An agreement disapproved by the court does not bind the person
under legal incapacity.
(4) An agreement approved by the court binds the person under legal
incapacity as if he or she were of full capacity and (if it was made by some
other person on his or her behalf) as if that other person had made the
agreement as his or her agent.
76 Settlement of proceedings commenced by or on behalf of, or
against, person under legal incapacity
(cf Act No 25 1929, section 4)
(1) This section applies to proceedings commenced by or on behalf of,
or against, any of the following persons:(a) a person under legal incapacity,
(b) a person who, during the course of the proceedings, becomes a
person under legal incapacity,
(c) a person whom the court finds, during the course of the
proceedings, to be incapable of managing his or her own
affairs.
(2) The court may make a finding referred to in subsection (1) (c)
only on the basis of evidence given in the proceedings in which it is made,
and such a finding has effect for the purpose only of those
proceedings.
(3) Except with the approval of the court, there may not be:(a) any compromise or settlement of any proceedings to which this
section applies, or
(b) any acceptance of money paid into court in any such
proceedings,
as regards a claim made by or on behalf of, or against, a person referred
to in subsection (1).
(4) If an agreement for the compromise or settlement of any matter in
dispute in any such proceedings is made by or on behalf of a person referred
to in subsection (1), the court may approve or disapprove the
agreement.
(5) An agreement disapproved by the court does not bind the person by
whom or on whose behalf it was made.
(6) An agreement approved by the court binds the person by whom or on
whose behalf it was made as if he or she were of full capacity and (if it was
made by some other person on his or her behalf) as if that other person had
made the agreement as his or her agent.
77 Payment of money recovered on behalf of person under legal
incapacity
(cf Act No 25 1929, section 4)
(1) This section applies to money recovered in any proceedings on
behalf of any of the following persons:(a) a person under legal incapacity,
(b) a person who, during the course of the proceedings, becomes a
person under legal incapacity,
(c) a person whom the court has found, under section 76 (1) (c), to be
incapable of managing his or her own affairs,
pursuant to a compromise, settlement, judgment or order in any
proceedings.
(2) All money recovered on behalf of a person referred to in
subsection (1) is to be paid into court.
(3) Despite subsection (2), the court may order that the whole or any
part of such money not be paid into court but be paid instead to such person
as the court may direct, including:(a) if the person is a minor, to the NSW Trustee and Guardian,
or
(b) if the person is a protected person, to the manager of the
protected person’s estate.
(4) Money paid into court under subsection (2) is to be paid to such
person as the court may direct, including:(a) if the person is a minor, to the NSW Trustee and Guardian,
or
(b) if the person is a protected person, to the manager of the
protected person’s estate.
78 Application of money by NSW Trustee and
Guardian
(cf Act No 25 1929, section 5 (1), (2) and (3))
(1) Subject to any order of the court, money paid under this Division
to the NSW Trustee and Guardian on behalf of a minor is to be held and applied
by the NSW Trustee and Guardian for the maintenance and education of, or
otherwise for the benefit of, the minor.
(2) On the application of the NSW Trustee and Guardian, the Supreme
Court may give directions to the NSW Trustee and Guardian as to the
administration of any such money.
(3) If given effect to by the NSW Trustee and Guardian, any such
direction exonerates the NSW Trustee and Guardian from any claim or demand by
any other person.
79 Application of money by manager of protected
person’s estate
(cf Act No 25 1929, section 5 (4))
Subject to any order of the court, money paid under this Division
to the manager of a protected person’s estate is to be held and applied
by the manager as part of that estate.
80 Directions to tutor of person under legal
incapacity
On the application of the tutor for a person under legal
incapacity, the Supreme Court may give directions with respect to the
tutor’s conduct of proceedings, whether before the Supreme Court or any
other court, on behalf of that person.
Division 5 Interim payments
81 Definitions and application
(cf Act No 52 1970, sections 76D and 76H; Act No 9 1973, sections 57
and 61)
(1) In this Division:interim
payment, in relation to proceedings for the recovery of damages,
means a payment of any of those damages by a defendant before the completion
of the proceedings, either voluntarily or in accordance with an order of the
court under this Division.
public
authority means a public or local authority constituted by or under
an Act, a Government Department or a statutory body representing the Crown,
and includes a person exercising functions on behalf of any such authority,
Department or body.
(2) This Division does not apply to an award of damages to which
Chapter 5 of the Motor Accidents
Compensation Act 1999 applies except as specifically provided
by section 82 (7).Note. Clause 11 of Schedule 6 to this Act provides that the reference in
subsection (2) to an award of damages to which Chapter 5 of the Motor Accidents Compensation Act
1999 applies includes a reference to an award of damages to
which Part 6 of the Motor Accidents Act
1988 applies.
82 Court may order interim payments
(cf Act No 52 1970, section 76E; Act No 9 1973, section
58)
(1) In any proceedings for the recovery of damages, the court may
order a defendant in the proceedings to make one or more payments to the
plaintiff of part of the damages sought to be recovered in the
proceedings.
(2) The court may make such an order against a defendant on the
application of the plaintiff at any stage of the
proceedings.
(3) The court may not make such an order unless:(a) the defendant has admitted liability, or
(b) the plaintiff has obtained judgment against the defendant for
damages to be assessed, or
(c) the court is satisfied that, if the proceedings went to trial, the
plaintiff would obtain judgment for substantial damages against the
defendant.
(4) The court may not make such an order if the defendant satisfies
the court that:(a) the defendant is not insured in respect of the risk giving rise to
the plaintiff’s claim for the recovery of damages,
and
(b) the defendant is not a public authority, and
(c) the defendant would, having regard to the defendant’s means
and resources, suffer undue hardship if such a payment were to be
made.
(5) The court may order a defendant to make one or more payments of
such amounts as it thinks just, but not exceeding a reasonable proportion of
the damages that, in the court’s opinion, are likely to be recovered by
the plaintiff.
(6) In estimating those damages, the court is to take into account any
relevant contributory negligence, and any cross-claims, on which the defendant
may be entitled to rely.
(7) The court may make an order under this section in proceedings for
the recovery of damages to which Chapter 5 of the Motor Accidents Compensation Act
1999 applies, but only an order for one or more payments to be
made to the plaintiff of part of the damages for economic loss sought to be
recovered in the proceedings and only if the court is satisfied that the
plaintiff would suffer financial hardship if such a payment were not
made.
83 Interim payment not admission of liability
(cf Act No 52 1970, section 76F; Act No 9 1973, section
59)
(1) The fact that a defendant makes one or more interim payments is
not of itself an admission of liability by the
defendant.
(2) The making of, or refusal to make, an order under this Division is
not a finding as to liability in respect of the
proceedings.
84 Adjustments on final judgment etc
(cf Act No 52 1970, section 76G; Act No 9 1973, section
60)
(1) This section applies to proceedings in which a defendant makes one
or more interim payments.
(2) The court may make such orders with respect to the interim
payments as may be just and, in particular, may order one or more of the
following:(a) the variation or discontinuance of interim
payments,
(b) the repayment by the plaintiff of all or part of any interim
payment, with or without interest,
(c) the payment by another party of all or part of any interim payment
that the defendant is entitled to recover from that other
party.
(3) The court may make an order under this section:(a) when making a final judgment or order, or
(b) when granting the plaintiff leave to discontinue proceedings or to
withdraw a claim, or
(c) on the application of any party, at any other stage of the
proceedings.
Division 6 Miscellaneous
85 Examination on oath
(cf Act No 52 1970, section 83; Act No 9 1973, section 70)
If a person is authorised by this Act or by rules of court, or by
an order of the court, to take the examination of any person:(a) the examination is to be taken on oath, and
(b) the oath may be administered by the person taking the examination
or by a judicial officer of the court.
86 Orders
(cf Act No 52 1970, section 21; Act No 9 1973, section 6; SCR Part 1,
rule 11A)
(1) The power of the court to make orders in relation to proceedings,
whether under this or any other Act or otherwise, includes the power:(a) to make orders by way of leave or direction,
and
(b) to make all or any orders on terms.
(2) The power of the court to make orders on terms is taken to be a
power to make orders on such terms and conditions as the court thinks
fit.
(3) Subject to this Act and to rules of court, the court may make any
order that it has power to make either of its own motion or on the application
of a party or any other person entitled to make such an
application.
(4) Nothing in this Act limits the operation of section 43 of the
Interpretation Act
1987.
87 Protection against self-incrimination in relation to
interlocutory matters
(cf Act No 25 1995, sections 128 and 133)
(1) In this section:civil
penalty has the same meaning as it has in the Evidence Act 1995.
conduct includes both act
and omission.
culpable
conduct means conduct that, under:
(a) the laws of New South Wales, or
(b) the laws of any other State or Territory, or
(c) the laws of the Commonwealth, or
(d) the laws of a foreign country,
constitutes an offence or renders a person liable to a civil
penalty.order
for production means an interlocutory order requiring a person
(other than a body corporate) to provide evidence to the court or to a party
to a proceeding before the court.
provide
evidence means:
(a) to provide an answer to a question or to produce a document or
thing, or
(b) to swear an affidavit, or
(c) to file and serve an affidavit or a witness statement,
or
(d) to permit possession to be taken of a document or
thing.
(2) This section applies in circumstances in which:(a) an application is made for, or the court makes, an order for
production against a person, and
(b) the person objects to the making of such an order, or applies for
the revocation of such an order, on the ground that the evidence required by
the order may tend to prove that the person has engaged in culpable
conduct.
(2A) This section does not apply in circumstances in which section 128A
of the Evidence Act 1995
applies.
(3) If the court finds that there are reasonable grounds for the
objection or application referred to in subsection (2) (b), the court is to
inform the person, or the person’s legal representative:(a) that the person need not provide the evidence,
and
(b) that, if the person provides the evidence, the court will give a
certificate under this section, and
(c) of the effect of such a certificate.
(4) If the person informs the court that he or she will provide the
evidence, the court is to cause the person to be given a certificate under
this section in respect of the evidence.
(5) The court is also to cause a person to be given a certificate
under this section if the court overrules an objection to the making of an
order for production, or refuses an application for the revocation of such an
order, but, after the evidence is provided, the court finds that there were
reasonable grounds for the objection or
application.
(6) Despite anything in this section, the court may make an order for
production if it is satisfied of the following:(a) that the evidence required by the order may tend to prove that the
person has engaged in culpable conduct,
(b) that the culpable conduct does not comprise conduct that,
under:(i) the laws of any State or Territory (other than New South Wales),
or
(ii) the laws of the Commonwealth, or
(iii) the laws of a foreign country,
constitutes an offence or renders a person liable to a civil
penalty,
(c) that the interests of justice require that the person provide the
evidence.
(7) If the court makes an order for production under subsection (6),
it is to cause the person to be given a certificate under this section in
respect of the evidence required by the order.
(8) In any proceedings:(a) evidence provided by a person in respect of which a certificate
under this section has been given, and
(b) evidence of any information, document or thing obtained as a
direct or indirect consequence of the person having provided such
evidence,
cannot be used against the person. However, this does not apply to a
criminal proceeding in respect of the falsity of the
evidence.
(9) If a question arises under this section relating to a document,
the court may order that the document be produced to it and may inspect the
document for the purpose of determining the
question.
88 Fresh trial
(1) If a trial of proceedings has commenced before a judicial officer
and he or she is unable to continue the trial or give judgment in the
proceedings, by reason of death, resignation or incapacity, the senior
judicial officer of the relevant court may nominate some other judicial
officer of that court as the judicial officer before whom the proceedings are
to be listed for trial.
(2) In this section, a reference to a trial of proceedings includes a
reference to a trial of one or more questions in the
proceedings.
89 Procedure on fresh trial
(1) If:(a) any proceedings have been listed for trial pursuant to section 88,
or
(b) an appellate court has made an order for a fresh trial generally
(being an order given on an appeal after a trial of any proceedings),
or
(c) a judicial officer before whom a trial of any proceedings has
commenced has discharged himself or herself from the trial without having
given judgment in the proceedings,
the court may give such directions as it thinks fit as to the evidence to
be used in the fresh trial.
(2) In particular, the court may give either or both of the following
directions:(a) a direction that all or any part of the evidence given at the
previous trial is to be taken to be evidence in the fresh trial without the
need for the witnesses to be recalled,
(b) a direction that all or any of the witnesses are to be recalled
for examination or cross-examination, or both, either generally or as to a
particular question or questions in the
proceedings.
(3) In subsection (1), a reference to a trial of proceedings includes
a reference to a trial of one or more questions in the
proceedings.
Part 7 Judgments and orders
Division 1 Judgments and orders generally
90 Judgments generally
(cf Act No 52 1970, section 91; Act No 9 1973, section 81)
(1) The court is, at or after trial or otherwise as the nature of the
case requires, to give such judgment or make such order as the nature of the
case requires.
(2) If there is a claim by a plaintiff and a cross-claim by a
defendant, the court:(a) may give judgment for the balance only of the sums of money
awarded on the respective claims, or
(b) may give judgment in respect of each
claim,
and may give judgment similarly where several claims arise between
plaintiffs, defendants and other parties.
91 Effect of dismissal of proceedings
(cf SCR Part 40, rule 8)
(1) Dismissal of:(a) any proceedings, either generally or in relation to any cause of
action, or
(b) the whole or any part of a claim for relief in any
proceedings,
does not, subject to the terms on which any order for dismissal was made,
prevent the plaintiff from bringing fresh proceedings or claiming the same
relief in fresh proceedings.
(2) Despite subsection (1), if, following a determination on the
merits in any proceedings, the court dismisses the proceedings, or any claim
for relief in the proceedings, the plaintiff is not entitled to claim any
relief in respect of the same cause of action in any subsequent proceedings
commenced in that or any other court.
92 Judgments for possession of land
(cf Act No 52 1970, sections 92 and 96 (3))
Judgment for possession of land takes the place of, and, subject
to the uniform rules, has the same effect as, a judgment for the claimant in
ejectment given under the practice of the Supreme Court as it was immediately
before 1 July 1972.Note. 1 July 1972 was the date of commencement of the Supreme Court Act
1970.
93 Judgments for detention of goods
(cf Act No 52 1970, section 93; Act No 9 1973, section 83; Act No 11
1970, section 28A)
(1) In proceedings for the detention of goods, the court may (whether
or not their value has yet been assessed) give judgment:(a) for their delivery to the plaintiff, or
(b) for payment to the plaintiff of an amount equivalent to their
assessed value, or
(c) for their delivery to the plaintiff or for payment to the
plaintiff of their assessed value, at the defendant’s
option,
and, in addition to any judgment referred to in paragraph (a), (b) or
(c), may also give judgment for payment to the plaintiff of damages for their
detention.
(2) The court may, in an order for delivery of goods or in a
subsequent order, specify the date by which delivery of the goods must be
effected.
(3) If judgment has been given as referred to in subsection (1) (a),
but the goods are subsequently damaged, destroyed or otherwise rendered
unavailable for delivery, the court may, on application by the plaintiff, make
an order for the payment to the plaintiff of an amount equivalent to their
assessed value, as referred to in subsection (1)
(b).
(4) If judgment has been given as referred to in subsection (1) (c)
and the plaintiff subsequently applies for an order under this subsection, the
court may make an order for the delivery of the goods to the plaintiff without
the option for any payment of the kind referred to in subsection (1)
(b).
(5) In this section, the assessed value of
goods is their value as assessed by, or in accordance with the directions of,
the court.
94 Failure to comply with order to execute
instrument
(cf Act No 52 1970, section 100)
(1) If any person does not comply with a judgment or order directing
the person:(a) to execute any conveyance, contract or other document,
or
(b) to endorse any negotiable instrument,
the court may order that the conveyance, contract or other document be
executed, or the negotiable instrument endorsed, by such person as the court
may nominate for that purpose.
(2) A conveyance, contract, document or instrument that is executed or
endorsed pursuant to an order under subsection (1) operates, and is for all
purposes available, as if it had been executed or endorsed by the person
originally directed to execute or endorse it.
95 Joint liability
(cf Act No 52 1970, section 97)
(1) If two or more persons have a joint liability and, in any
proceedings, judgment on the liability is given against one or more but not
all of them:(a) the liability of the other or others of them is not discharged by
the judgment or by any step taken for the enforcement of the judgment,
and
(b) after the judgment takes effect, those of them against whom the
judgment is given and the other or others of them become liable, as between
those of them against whom the judgment is given on the one hand and the other
or the others of them on the other hand, severally but not jointly,
and
(c) if there are two or more such persons against whom the judgment is
not given, they remain, after the judgment takes effect, jointly liable
amongst themselves, and
(d) if the judgment is satisfied wholly or in part by payment or by
recovery under execution, the liability of the persons against whom the
judgment is not given is taken also to have been satisfied in the amount of
the payment or recovery.
(2) This section does not affect a person’s right to
contribution or indemnity in respect of the person’s satisfaction,
wholly or in part, of a liability that the person has (whether jointly or
severally or jointly and severally) with any other
person.
(3) This section does not apply to a judgment to which section 5 (1)
(a) of the Law Reform (Miscellaneous
Provisions) Act 1946 applies.
(4) In this section, liability includes
liability in contract, liability in tort and liability under a
statute.
96 Set-off of judgments
(cf DCR Part 31, rule 23; Act No 11 1970, section 64)
(1) This section applies if, in relation to any two or more judgments
of the same court, the judgment creditor and judgment debtor under one or more
of the judgments are the judgment debtor and judgment creditor, respectively,
under the other judgments.
(2) The judgment debtor under any such judgment (the first
judgment) may apply to the court for an order that the judgment be
set off against any other such judgment (the second
judgment) in respect of which he or she is the judgment
creditor.
(3) An order under this section has the following effect:(a) if the amount of the first judgment is less than the amount of the
second judgment, the first judgment is taken to have been satisfied and the
amount of the second judgment is taken to have been reduced by the amount of
the first judgment,
(b) if the amount of the first judgment is equal to the amount of the
second judgment, both judgments are taken to have been
satisfied,
(c) if the amount of the first judgment is greater than the amount of
the second judgment, the second judgment is taken to have been satisfied and
the amount of the first judgment is taken to have been reduced by the amount
of the second judgment.
(4) (Repealed)
(5) This section does not apply to judgments of the Supreme
Court.
97 Arrest warrants
(cf SCR Part 42, rule 7)
(1) Subject to rules of court:(a) if, by subpoena or otherwise, the court makes an order, whether
under this Act or any other law:(i) for a person to attend court for any purpose,
or
(ii) for a person to produce any document or thing to the court,
and
(b) the person fails to comply with the
order,
the court may issue, or make an order for the issue of, a warrant for the
person’s arrest.
(2) Subject to rules of court, an arrest warrant may be issued without
notice to the person.
(3) The court from which an arrest warrant has been issued may revoke
the warrant.
(4) An arrest warrant is sufficient authority for any person to whom
it is addressed, with the assistance of such police officers as may be
necessary, to arrest the person named in the warrant, to convey the person to
the place specified in the warrant and to deliver the person into the custody
of the court sitting at that place.
Division 2 Costs in proceedings
98 Courts powers as to costs
(cf Act No 52 1970, section 76; SCR Part 52A, rules 5, 6, 7 and 8;
Act No 9 1973, section 148B; Act No 11 1970, section 34)
(1) Subject to rules of court and to this or any other Act:(a) costs are in the discretion of the court, and
(b) the court has full power to determine by whom, to whom and to what
extent costs are to be paid, and
(c) the court may order that costs are to be awarded on the ordinary
basis or on an indemnity basis.
(2) Subject to rules of court and to this or any other Act, a party to
proceedings may not recover costs from any other party otherwise than pursuant
to an order of the court.
(3) An order as to costs may be made by the court at any stage of the
proceedings or after the conclusion of the
proceedings.
(4) In particular, at any time before costs are referred for
assessment, the court may make an order to the effect that the party to whom
costs are to be paid is to be entitled to:(a) costs up to, or from, a specified stage of the proceedings,
or
(b) a specified proportion of the assessed costs,
or
(c) a specified gross sum instead of assessed costs,
or
(d) such proportion of the assessed costs as does not exceed a
specified amount.
(5) The powers of the court under this section apply in relation to a
married woman, whether as party, tutor, relator or otherwise, and this section
has effect in addition to, and despite anything in, the Married Persons (Equality of Status) Act
1996.
(6) In this section, costs include:(a) the costs of the administration of any estate or trust,
and
(b) in the case of an appeal to the court, the costs of the
proceedings giving rise to the appeal, and
(c) in the case of proceedings transferred or removed into the court,
the costs of the proceedings before they were transferred or
removed.
99 Liability of legal practitioner for unnecessary
costs
(cf Act No 52 1970, section 76C; SCR Part 52A, rules 43 and
43A)
(1) This section applies if it appears to the court that costs have
been incurred:(a) by the serious neglect, serious incompetence or serious misconduct
of a legal practitioner, or
(b) improperly, or without reasonable cause, in circumstances for
which a legal practitioner is responsible.
(2) After giving the legal practitioner a reasonable opportunity to be
heard, the court may do any one or more of the following:(a) it may, by order, disallow the whole or any part of the costs in
the proceedings:(i) in the case of a barrister, as between the barrister and the
instructing solicitor, or as between the barrister and the client, as the case
requires, or
(ii) in the case of a solicitor, as between the solicitor and the
client,
(b) it may, by order, direct the legal practitioner:(i) in the case of a barrister, to pay to the instructing solicitor or
client, or both, the whole or any part of any costs that the instructing
solicitor or client, or both, have been ordered to pay to any other person,
whether or not the solicitor or client has paid those costs,
or
(ii) in the case of a solicitor, to pay to the client the whole or any
part of any costs that the client has been ordered to pay to any other person,
whether or not the client has paid those costs,
(c) it may, by order, direct the legal practitioner to indemnify any
party (other than the client) against costs payable by that
party.
(3) Before making such an order, the court may refer the matter to a
costs assessor (within the meaning of Part 3.2 of the Legal Profession Act 2004) for
inquiry and report.
(4) The court may direct that notice of any proceedings or order under
this section with respect to a legal practitioner be given:(a) in the case of a barrister, to the instructing solicitor or
client, or both, as the court may direct, or
(b) in the case of a solicitor, to the
client.
(5) The court may give ancillary directions to give full effect to an
order under this section, including directions to a legal practitioner to
provide a bill of costs in assessable form:(a) to the court, or
(b) to a party to the proceedings, or
(c) in the case of a barrister, to the instructing solicitor or
client, or both, or
(d) in the case of a solicitor, to the
client.
(6) A party’s legal practitioner is not entitled to demand,
recover or accept:(a) in the case of a barrister, from the instructing solicitor or
client, or
(b) in the case of a solicitor, from the
client,
any part of the amount for which the legal practitioner is directed by
the court to indemnify any party pursuant to an order referred to in
subsection (2) (c).
(7) In this section, client includes former
client.
Division 3 Payment of interest
100 Interest up to judgment
(cf Act No 52 1970, section 94; Act No 9 1973, section 83A; Act No 11
1970, section 39A)
(1) In proceedings for the recovery of money (including any debt or
damages or the value of any goods), the court may include interest in the
amount for which judgment is given, the interest to be calculated at such rate
as the court thinks fit:(a) on the whole or any part of the money, and
(b) for the whole or any part of the period from the time the cause of
action arose until the time the judgment takes
effect.
(2) In proceedings for the recovery of a debt or damages in which
payment of the whole or a part of the debt or damages has been made after the
proceedings commenced but before, or without, judgment being given, the court
may include interest in the amount for which judgment is given, the interest
to be calculated at such rate as the court thinks fit:(a) on the whole or any part of the money paid,
and
(b) for the whole or any part of the period from the time the cause of
action arose until the time the money was paid.
(3) This section:(a) does not authorise the giving of interest on any interest awarded
under this section, and
(b) does not authorise the giving of interest on a debt in respect of
any period for which interest is payable as of right, whether by virtue of an
agreement or otherwise, and
(c) does not authorise the giving of interest in any proceedings for
the recovery of money in which the amount claimed is less than such amount as
may be prescribed by the uniform rules, and
(d) does not affect the damages recoverable for the dishonour of a
bill of exchange.
(4) In any proceedings for damages, the court may not order the
payment of interest under this section in respect of the period from when an
appropriate settlement sum was offered (or first offered) by the defendant
unless the special circumstances of the case warrant the making of such an
order.
(5) For the purposes of subsection (4), appropriate
settlement sum means a sum offered in settlement of proceedings in
which the amount for which judgment is given (including interest accrued up to
and including the date of the offer) does not exceed the sum offered by more
than 10 per cent.
101 Interest after judgment
(cf Act No 52 1970, section 95; Act No 9 1973, section 85; Act No 11
1970, section 39)
(1) Unless the court orders otherwise, interest is payable on so much
of the amount of a judgment (exclusive of any order for costs) as is from time
to time unpaid.
(2) Interest under subsection (1) is to be calculated, at the
prescribed rate or at such other rate as the court may order, as from:(a) the date on which the judgment takes effect,
or
(b) such later date as the court may order.
(3) Despite subsection (1), interest is not payable on the amount of a
judgment if the amount is paid in full within 28 days after the date on which
the judgment takes effect, unless the court orders to the
contrary.
(4) The court may order that interest is to be paid on any amount
payable under an order for the payment of costs.
(5) Interest under subsection (4) is to be calculated, at the
prescribed rate or at such other rate as the court may order, as from:(a) the date or dates on which the costs concerned were paid,
or
(b) such later date as the court may order.
(6) This section does not authorise the giving of interest on any
interest payable under this section.
(7) In this section, a reference to the prescribed rate of
interest is a reference to the rate of interest prescribed by the uniform
rules for the purposes of this section.
Note. See section 136 in relation to the order in which payments on
account of a judgment debt are to be appropriated.
Part 8 Enforcement of judgments and orders
Division 1 Preliminary
102 Definitions
(cf Act No 9 1973, section 99; Act No 11 1970, section 49)
In this Part:chargee
means the person to whom a charging order is addressed.
charging
order means an order referred to in section 106 (1)
(c).
financial
institution means an authorised deposit-taking institution within
the meaning of the Banking Act
1959 of the Commonwealth.
garnishee means the person to
whom a garnishee order is addressed.
garnishee
order means an order referred to in section 106 (1)
(b).
goods means
chattels, other than chattels real.
instalment
order means an order referred to in section 107 (1).
order for
examination means an order referred to in section 108
(1).
wage or
salary includes:
(a) earnings that, although not payable under a contract of
employment, are analogous to or in the nature of wage or salary,
and
(b) earnings of a share farmer or share
worker.
writ
for the levy of property means a writ referred to in section 106 (1)
(a).
writ of
delivery means a writ referred to in section 105.
writ of
execution means a writ of delivery, writ for the levy of property or
writ of possession.
writ of
possession means a writ referred to in section
104.
Note. Other words and expressions (for example, land and property) are defined in
the Interpretation Act
1987.
103 Enforcement of judgments generally
Subject to this Part, the procedure for enforcing a judgment or
order of the court is to be as prescribed by rules of
court.
104 Judgments for possession of land
(1) A judgment for the possession of land may be enforced by a writ of
possession.
(2) Execution of a writ of possession does not require any goods to be
removed from the land.
105 Judgments for delivery of goods
A judgment or order for the delivery of goods may be enforced by a
writ of delivery.
106 Judgments for payment of money
(cf Act No 9 1973, section 109; Act No 8 1901, sections 4 and
5)
(1) A judgment debt may be enforced by means of any one or more of the
following:(a) a writ for the levy of property,
(b) a garnishee order,
(c) in the case of a judgment of the Supreme Court or the District
Court, a charging order.
(2) Subject to the uniform rules, a writ for the levy of property is
sufficient authority for the Sheriff:(a) to seize and to sell goods of or to which the judgment debtor is
or may be possessed or entitled or which the judgment debtor may, at law or in
equity, assign or dispose of, and
(b) to seize money belonging to the judgment debtor,
and
(c) to seize and to realise cheques, bills of exchange, promissory
notes, bonds, specialties or other securities for money belonging to the
judgment debtor, and
(d) to enter into possession of, and to sell, land of or to which the
judgment debtor is seized or entitled, or which the judgment debtor may, at
law or in equity, assign or dispose of, and
(e) to take and to sell choses in action or equitable interests in
goods or land held by the judgment debtor.
(3) The power conferred on the Sheriff by subsection (2) (a) may not
be exercised in relation to:(a) any clothing, or
(b) any bedroom or kitchen furniture, or
(c) any tools of trade (including vehicles, plant, equipment and
reference books) not exceeding, in aggregate value, the sum prescribed by the
uniform rules,
if the clothing, furniture or tools are used by the judgment debtor or by
any member of his or her family.
(4) For the purposes of subsection (2) (d), the Sheriff is taken to
have entered into possession of land when notice of the proposed sale of the
land is published in accordance with the uniform
rules.
(5) The power conferred on the Sheriff by subsection (2) (d) may not
be exercised in relation to land if the amount outstanding under the judgment
is less than the jurisdictional limit of the Local Court when sitting in its
Small Claims Division.
(6) A garnishee order or charging order addressed to the Crown binds
the Crown as garnishee or chargee, as the case
requires.
Note. Divisions 2, 3 and 4, respectively, apply to the enforcement of
writs for the levy of property, garnishee orders and charging
orders.
107 Deferred payment and payment by instalments
(1) A court in which judgment has been entered may, subject to and in
accordance with the uniform rules, make an order allowing for:(a) payment of the judgment debt within such time as is specified in
the order, or
(b) payment of the judgment debt by instalments, payable in such
amounts and at such times as are specified in the
order.
Note. Such an order may be varied or rescinded pursuant to section 43
(2) of the Interpretation Act
1987. The circumstances in which such an order may be varied
or rescinded, and the procedure for varying or rescinding such an order, may
be dealt with by the uniform rules.
(2) Subject to section 119, execution of a judgment for the payment of
money is stayed while the judgment is the subject of an order in force under
this section.
(3) (Repealed)
108 Order for examination
(cf Act No 9 1973, section 91; Act No 11 1970, section 41; SCR Part
43, rule 1)
(1) The court may, subject to and in accordance with the uniform
rules, make an order requiring a person bound by a judgment or order:(a) to attend the court to be orally examined as to any material
question, or
(b) to produce any document or thing that is in his or her possession
and that relates to a material question.
(2) An order under this section with respect to a person that is a
corporation:(a) may be addressed to any officer or former officer of the
corporation, and
(b) binds any such officer or former officer as if he or she were the
person bound by the judgment or order.
(3) Without limiting subsection (1), the uniform rules may require the
judgment creditor under a judgment debt to have attempted to obtain
information as to the judgment debtor’s financial circumstances (whether
by means of a notice requiring the judgment debtor to supply such information
or otherwise) before the judgment creditor may apply for an order under this
section.
(4) (Repealed)
(5) For the purposes of this section, the material
questions in relation to a judgment or order are:(a) to the extent to which it requires the person bound by it to pay
money:(i) questions as to whether any and, if so, what debts are owing to
that person, and
(ii) questions as to whether that person has any and, if so, what other
property or other means of satisfying the judgment or order,
and
(b) to the extent to which it does not require the person bound by it
to pay money, such questions concerning or in aid of the enforcement or
satisfaction of the judgment or order as may be specified in the order under
this section.
Division 2 Writs for the levy of property
Subdivision 1 Enforcement against goods and
securities
109 Effect of writ of execution on goods
(cf Act No 1 1923, section 29)
(1) A writ of execution against goods binds the property in the goods
as from the time the writ is delivered to the
Sheriff.
(2) Despite subsection (1), a writ of execution does not affect the
title to goods acquired by a person in good faith and for valuable
consideration unless, when the person acquires title, he or she has notice
that such a writ has been delivered to the Sheriff and remains
unexecuted.
110 How goods subject to conditional bill of sale to be dealt
with
(cf Act No 8 1901, section 16)
(1) If goods the subject of a writ for the levy of property (being
goods in the possession of the judgment debtor) are the subject of a
conditional bill of sale, the Sheriff may sell the judgment debtor’s
interest in the goods without taking possession of
them.
(2) On receiving written notice of the purchase of the judgment
debtor’s interest, the person having the benefit of the bill of sale
(the
holder of the bill) may take possession of the goods and, if he or
she does so, is taken to hold them for the use of the purchaser, subject to
the purchaser’s due payment of any amounts payable under the bill of
sale.
(3) If the goods are subsequently sold under the bill of sale, and
there is any surplus remaining from the proceeds of sale after the debt to the
holder of the bill is satisfied, the holder must pay the surplus to the
purchaser, and, accordingly, the amount of that surplus is recoverable by the
purchaser from the holder as a debt.
(4) Nothing in this section affects the right of any judgment creditor
to test the validity of any bill of sale by
interpleader.
111 How securities to be dealt with
(cf Act No 8 1901, sections 6, 7 and 8)
(1) The Sheriff may hold any cheque, bill of exchange, promissory
note, bond, specialty or other security for money as a security for the amount
outstanding under the judgment and, if payment thereof has become due, may sue
in the name of the Sheriff for the recovery of the sum secured
thereby.
(2) The payment to the Sheriff by the person liable on any such
security for money, or the recovery by the Sheriff against the person so
liable, discharges the person from that liability to the extent of the payment
or recovery.
Subdivision 2 Enforcement against land
112 Effect of judgment and writ of execution on
land
(cf Act No 8 1901, section 13)
(1) A writ of execution against land binds the land, as from the time
the writ is delivered to the Sheriff, in the same way as a writ of execution
against goods binds the property in the goods.
(2) Despite subsection (1), a writ of execution does not affect the
title to land acquired by a person in good faith and for valuable
consideration unless, when the person acquires title, he or she has notice
that such a writ has been delivered to the Sheriff and remains
unexecuted.
(3) A judgment in any action at law does not of itself bind or affect
any land.
113 Sale or mortgage by judgment debtor of land affected by
order
(cf Act No 52 1970, section 98A; Act No 9 1973, section 112; Act No
11 1970, section 62A)
(1) This section applies to land the subject of a writ for the levy of
property:(a) that is registered, in the Register kept under the Real Property Act 1900, pursuant to
section 105 of that Act, or
(b) that is registered, in the General Register of Deeds kept under
the Conveyancing Act 1919,
pursuant to section 186 of that Act.
(2) During the period:(a) that begins when the writ is registered in the relevant register,
and
(b) that ends at the expiration of 6 months after the writ is
registered in the relevant register, or on the expiration of the writ,
whichever first occurs,
land the subject of the writ may not be sold or mortgaged by the judgment
debtor otherwise than in accordance with this
section.
(3) Before the land may be sold or mortgaged by the judgment
debtor:(a) the judgment creditor:(i) must consent, by notice in writing, to the sale or mortgage of the
land by the judgment debtor, and
(ii) must stipulate, in the notice of consent, the minimum amount to be
paid to the Sheriff from the proceeds of the sale of the land or from the
money advanced under the mortgage of the land, and
(b) the judgment debtor must lodge the notice of consent with the
Sheriff, and
(c) the Sheriff, after due inquiry, must endorse the notice of consent
with a certificate to the effect that the land has not been sold under the
writ.
(4) During the period of 8 weeks commencing on the date on which the
Sheriff endorses the notice of consent, as referred to in subsection (3)
(c):(a) the judgment debtor may enter into an agreement for the sale or
mortgage of the land, and
(b) the Sheriff is prohibited from causing the land to be
sold.
(5) Any deposit paid under an agreement for the sale of the land is to
be paid to the Sheriff, to be held by the Sheriff as
stakeholder.
(6) On payment to the Sheriff, from the proceeds of the sale of the
land or from the money advanced under the mortgage of the land, of an amount
that (together with any such deposit) is at least as much as the minimum
amount referred to in subsection (3) (a) (ii):(a) any liability of the purchaser or mortgagee for payment to the
judgment debtor from those proceeds or that advance is extinguished, to the
extent of the amount paid to the Sheriff, and
(b) the Sheriff, on production of the agreement for the sale or the
mortgage instrument, must endorse:(i) in the case of a sale, the agreement for sale,
or
(ii) in the case of a mortgage, the mortgage
instrument.
(7) The purchaser’s or mortgagee’s interest in the land,
as evidenced by the agreement or mortgage instrument so endorsed, is not
affected by anything done under the writ, whether before or after the
endorsement of the consent.
(8) The amount paid to the Sheriff, as referred to in subsection (6),
is to be paid:(a) firstly, towards the Sheriff’s costs in connection with the
execution of the writ, and
(b) secondly, in reduction of the judgment debt,
and
(c) thirdly, if the amount exceeds the amounts required to satisfy the
Sheriff’s costs and the judgment debt, to the judgment
debtor.
(9) In this section, notice of
consent means a notice referred to in subsection (3) (a)
(i).
114 Entry onto land for purposes of sale by
auction
(cf Act No 8 1901, section 17A)
(1) The court may, in relation to land to be sold by public auction
under a writ of execution, make orders:(a) authorising entry onto the land by the Sheriff (including entry by
force if necessary) for the purpose of showing the land to prospective
purchasers, and
(b) authorising entry onto the land by prospective purchasers in the
presence of the Sheriff.
(2) For those purposes, such an order may also authorise the Sheriff
to do either or both of the following:(a) to secure entry onto the land (including by breaking or replacing
locks, bars and other devices restricting entry, if
necessary),
(b) to take such steps as are necessary to prevent persons from
entering the land.
(3) This section does not affect any other power of the court to make
orders in relation to such matters.
(4) A reference in this section to land includes any premises on
land.
Subdivision 3 General
115 Effect of sale of property
(cf Act No 8 1901, section 12)
(1) A sale of property by the Sheriff under this Part is as valid and
effectual as if the property had been sold to the purchaser by the judgment
debtor personally.
(2) Subsection (1) does not apply to the sale of an equity of
redemption or other equitable interest relating to land unless a deed of
bargain and sale to the purchaser is duly executed by the
Sheriff.
(3) In a deed of conveyance executed by the Sheriff in relation to any
land, a statement to the effect that:(a) the land has been sold under a writ for the levy of property,
and
(b) the writ for the levy of property has been issued pursuant to a
judgment of a court in relation to proceedings specified in the
writ,
is admissible in any proceedings as evidence of those
facts.
116 Effect of expiry of writ
Subject to section 135:(a) the expiry of a writ for the levy of property does not affect any
agreement for sale or other transaction entered into under the authority of
the writ before that expiry, and
(b) any action necessary to complete that sale or give effect to that
transaction may be taken as if the writ were still in
force.
Division 3 Garnishee orders
Subdivision 1 Enforcement against debts
117 Operation of garnishee order in relation to
debts
(cf Act No 9 1973, section 97)
(1) Subject to the uniform rules, a garnishee order operates to
attach, to the extent of the amount outstanding under the judgment, all debts
that are due or accruing from the garnishee to the judgment debtor at the time
of service of the order.
(2) For the purposes of this Division, any amount standing to the
credit of the judgment debtor in a financial institution is taken to be a debt
owed to the judgment debtor by that institution.
118 Time within which payment to be made
(cf Act No 9 1973, section 97B; Act No 11 1970, section
47B)
Payment of an amount with respect to a debt attached by a
garnishee order must be made:(a) within 14 days after the date on which the order is served on the
garnishee, or
(b) if the order attaches a debt that falls due after that date,
within 14 days after the date on which the debt falls
due.
Subdivision 2 Enforcement against income
119 Operation of garnishee order in relation to
income
(cf Act No 9 1973, section 97)
(1) Subject to sections 121 and 122 and the uniform rules, a garnishee
order operates to attach, to the extent of the amount outstanding under the
judgment:(a) any wage or salary that, while the order is in force, is payable
to the judgment debtor by the garnishee, or
(b) if the judgment debt becomes the subject of an instalment order,
such amounts from the wage or salary payable to the judgment debtor by the
garnishee as are equivalent to the instalments payable under the instalment
order.
(2) An instalment order with respect to a judgment debt the subject of
a garnishee order takes effect in relation to the amounts payable under the
garnishee order as from the time the instalment order is served on the
garnishee.
(3) A garnishee order ceases to have effect, in relation to the wage
or salary payable to a judgment debtor, when the judgment debt is
satisfied.
(4) An order under this section addressed to the Crown as garnishee
binds the Crown.
120 Time within which payment to be made
(cf Act No 9 1973, section 97B; Act No 11 1970, section
47B)
Payment of an amount with respect to a wage or salary attached by
a garnishee order must be made within 14 days after the date on which the wage
or salary falls due.
121 Maximum payment under one of several concurrent garnishee
orders
(cf Act No 9 1973, section 101; Act No 11 1970, section
51)
(1) This section applies in circumstances in which a wage or salary is
attached by one or more garnishee orders of which one or more (but not all)
are limited garnishee orders.
(2) Unless the court orders otherwise, the amount payable by a
garnishee under a garnishee order that is not a limited garnishee order must
not, in respect of any wage or salary attached by the garnishee order, exceed
the greatest amount payable by the garnishee under any limited garnishee order
that attaches the same wage or salary.
(3) In this section, limited
garnishee order means a garnishee order in respect of a judgment
debt that is the subject of an instalment order.
122 Maximum total payment under all garnishee
orders
(Act No 9 1973, section 99; Act No 11 1970, section 49)
(1) The amounts attached under one or more garnishee orders must not,
in total, reduce the net weekly amount of any wage or salary received by the
judgment debtor from the garnishee to less than the standard workers
compensation weekly benefit.
(2) In this section:net weekly
amount, in relation to any wage or salary payable to a judgment
debtor, means the amount payable each week to the judgment debtor after
deducting any taxes or other sums that, pursuant to any Act (including any
Commonwealth Act), are required to be deducted from any such
money.
standard
workers compensation weekly benefit means an amount equivalent to
the weekly payment of compensation referred to in section 37 (1) (a) (i) of
the Workers Compensation Act
1987, as adjusted under Division 6 of Part 3 of that
Act.
Subdivision 3 General
123 Payments by garnishee
(cf Act No 9 1973, section 105; DCR Part 33, rule 7; Act No 11 1970,
section 47D; LCR Part 29, rule 3)
(1) A payment under a garnishee order must be made in accordance with,
and to the judgment creditor specified in, the
order.
(2) Out of each amount attached under the garnishee order, the
garnishee:(a) subject to payment of the balance being made within the time
required by section 118 or 120, as the case may be, may retain up to the
amount prescribed by the uniform rules to cover the garnishee’s expenses
in complying with the garnishee order, and
(b) must pay the balance to the judgment
creditor.
(3) A payment to the judgment creditor must be accompanied by a
statement showing:(a) the amount attached under the garnishee order,
and
(b) how much of that amount has been retained by the garnishee,
and
(c) how much of that amount has been paid to the judgment
creditor.
(4) As between the garnishee and the judgment debtor, the amount
attached under the garnishee order is taken, subject to any order of the
court, to have been paid by the garnishee to the judgment
debtor.Note. Such an order may be made, for example, if the garnishee has
failed to comply with the requirements of subsection
(3).
(5) As between the judgment creditor and the judgment debtor, the
amount of the payment to the judgment creditor is taken to have been paid by
the judgment debtor to the judgment creditor in satisfaction, to the extent of
that amount, of the judgment.
124 Procedure where garnishee order not complied
with
(cf Act No 9 1973, section 102; Act No 11 1970, section
52)
(1) On the application of a judgment creditor who considers that a
garnishee order has not been complied with, the court:(a) may hear and determine any question as to the liability of the
garnishee to pay the debt, wage or salary sought to be attached by the
garnishee order, and
(b) if satisfied that the garnishee is so liable, may give judgment in
favour of the judgment creditor against the garnishee:(i) for the amount of that debt, wage or salary,
or
(ii) for the unpaid amount of the judgment
debt,
whichever is the lesser.
(2) The court may refuse to give such a judgment if it is of the
opinion that such a judgment should not be given.
(3) Without limiting subsection (2), the reasons that may lead the
court to form such an opinion may include:(a) the smallness of the amount outstanding under the judgment,
and
(b) the smallness of the debt, wage or salary to be
attached.
(4) As between the garnishee and the judgment debtor, an amount paid
to the judgment creditor by the garnishee under a judgment given under this
section is taken to have been paid to the judgment
debtor.
125 Repayment of excess amounts
(cf Act No 9 1973, section 106; Act No 11 1970, section
56)
(1) If a judgment creditor receives an amount paid under a garnishee
order in excess of the amount required to satisfy the judgment, the judgment
creditor:(a) must forthwith notify the judgment debtor and the garnishee of
that fact, and
(b) on demand made by the judgment debtor, must repay the excess to
the judgment debtor.
(2) The amount of the excess is recoverable from the judgment
creditor, by the judgment debtor or by the garnishee, as a debt in any court
of competent jurisdiction.
Division 4 Charging orders
126 Operation of charging order in relation to specified
security interests
(cf Act No 8 1901, section 27)
(1) This section applies to the following kinds of property in
relation to a judgment debtor (referred to in this Division as security
interests):(a) stock and shares in a public company,
(b) money on deposit in a financial institution, being:(i) money held in the judgment debtor’s name in the judgment
debtor’s own right, or
(ii) money held in the name of some other person in trust for the
judgment debtor,
(c) any equitable interest in property.
(2) Subject to the uniform rules, a charging order operates, in
relation to each security interest specified in the order:(a) to charge the security interest in favour of the judgment creditor
to the extent necessary to satisfy the judgment, and
(b) to restrain the chargee from dealing with the security interest
otherwise than in accordance with the directions of the judgment
creditor.
(3) A charging order takes effect when it is
made.
(4) Despite subsection (3), the judgment creditor may not commence
proceedings to take the benefit of a charge arising under a charging order
until after the expiration of 3 months from the date of the
order.
(5) A charging order entitles the judgment creditor, in relation to
the security interests charged by the order, to any relief to which the
judgment creditor would have been entitled had the charge been made in the
judgment creditor’s favour by the judgment
debtor.
127 Unauthorised transfer or disposal of security interest
under charging order
(cf Act No 8 1901, section 29)
(1) A chargee or other person who, having notice of a charging order,
deals with any security interest charged by the order otherwise than in
accordance with the directions of the judgment creditor is liable to the
judgment creditor for such amount (not exceeding the value of the security
interest) as may be necessary to satisfy the
judgment.
(2) This section does not prevent the court from granting the judgment
creditor, as a consequence of the chargee or other person having dealt with
the security interest, any relief that is available apart from this
section.
128 Disposal of security interest by judgment debtor
invalid
(cf Act No 8 1901, section 30)
While a charging order is in force, any purported transfer or
disposal by the judgment debtor of a security interest charged by the order,
being a transfer or disposal effected otherwise than in accordance with the
directions of the judgment creditor, is of no effect as against the judgment
creditor.
Division 5 Miscellaneous
129 No arrest on mesne process
(cf Act No 52 1970, section 10)
(1) No person is to be arrested on mesne process issued by the
court.
(2) This section does not affect any power of arrest exercisable
pursuant to an arrest warrant issued under this or any other
Act.
130 Judgments not enforceable by certain means
(cf Act No 52 1970, section 98)
A judgment or order is not enforceable against a person:(a) by any process for attachment of the person,
or
(b) by any process for committal of the person, or
(c) by any writ of capias ad
satisfaciendum.
131 Committal for contempt
Nothing in this Act or the uniform rules limits or otherwise
affects the power of the court to attach or commit a person for
contempt.
132 Sheriff may appoint custodian for goods
(cf Act No 9 1973, section 109 (9))
(1) After seizing a judgment debtor’s goods pursuant to a writ
of delivery or writ for the levy of property, the Sheriff, by notice in
writing served on:(a) the judgment debtor, or
(b) any other person who has the custody of the
goods,
may appoint the judgment debtor or other person as custodian of the goods
pending their delivery or sale under the writ.
(2) A custodian so appointed, and any other person aware that a
custodian is so appointed, must not:(a) sell, give or otherwise deal with the goods,
or
(b) damage or destroy the goods, or
(c) hide or remove the goods, or
(d) cause, permit or allow the goods to be sold, given or otherwise
dealt with, damaged or destroyed or hidden or
removed,
otherwise than with the leave of the court or the written consent of the
Sheriff.Maximum penalty: 50 penalty
units.
(3) Prosecution of a person for an offence under subsection (2) does
not prevent any other proceedings from being taken against the person in
respect of an alleged failure to comply with a duty arising from the
person’s appointment as a custodian of goods.
133 Judgments and orders unenforceable until
entered
(1) A judgment or order of the court may not be enforced until it has
been entered in accordance with the uniform rules.
(2) This section extends to:(a) any judgment, order, determination or decree of a court,
and
(b) any adjudication or award of a person having authority to make an
adjudication or award,
that may be filed or registered in the court, or of which a certificate
may be filed or registered in the court, under any other Act or
law.
(3) In subsection (2), law includes:(a) a law of the Commonwealth, and
(b) a law of another State or Territory, and
(c) in relation to the Supreme Court, a law of a foreign
country.
134 Stale judgments and orders enforceable only by
leave
(cf Act No 9 1973, section 84A)
(1) An application by a judgment creditor for:(a) a writ of execution, or
(b) a garnishee order, or
(c) a charging order, or
(d) an order for examination,
may not be made, except by leave of the court, if the prescribed period
has elapsed since the judgment was given or (in the case of a judgment, order
or decree referred to in section 133 (2)) was registered as referred to in
section 133 (2).
(2) In this section, prescribed
period means 12 years or, if the uniform rules prescribe a different
period, the period so prescribed.
135 Directions as to enforcement
(1) The court may, by order, give directions with respect to the
enforcement of its judgments and orders.
(2) Without limiting subsection (1), the court may make any of the
following orders:(a) an order authorising the Sheriff to enter premises for the purpose
of taking possession of goods under a writ of execution,
(b) an order prohibiting the Sheriff from taking any further action on
a writ,
(c) an order prohibiting any other person from taking any further
action, either permanently or until a specified day, to enforce a judgment or
order of the court,
(d) an order requiring the Registrar-General to cancel any recording
of a writ for the levy of property that, under section 105 of the Real Property Act 1900, has been
made in the Register under that Act, either generally or in relation to
specified land.
136 Appropriation of payments towards judgment
debt
Unless the court otherwise orders, any payment made on account of
a judgment debt is to be appropriated:(a) firstly, towards such part of the judgment debt as comprises
interest payable under section 101, and
(b) secondly, towards the balance of the judgment
debt.
137 Execution of judgments and orders for costs
(1) A judgment may be enforced in relation to costs separately from
its enforcement in relation to matters other than
costs.
(2) Unless the court otherwise orders, the costs recoverable under a
writ of execution, garnishee order or charging order include:(a) costs in relation to any prior writ of execution, garnishee order
or charging order in relation to the same judgment, whether or not the prior
writ or order was productive, and
(b) money recoverable under section 107 (1) of the Service and Execution of Process Act 1992
of the Commonwealth.
138 Other methods of enforcing judgments
(1) Nothing in this Part limits the manner in which a judgment or
order of the court may be enforced apart from this
Act.
(2) Without limiting subsection (1), nothing in this Part prevents the
court:(a) from issuing consecutive writs for the levy of property against
the same judgment debtor, or making consecutive garnishee orders or
consecutive charging orders in respect of the same judgment debtor, in respect
of the same judgment debt, or
(b) from making concurrent garnishee orders against different
garnishees, or consecutive garnishee orders against the same garnishee, in
respect of the same judgment debt.
Part 9 Transfer of proceedings between courts
Division 1 Transfer of proceedings from lower to higher
court
139 Definitions
In this Division:higher
court means the court to which proceedings are transferred, or are
proposed to be transferred, by a transfer order.
lower
court means the court from which proceedings are transferred, or are
proposed to be transferred, by a transfer order.
transfer
order means an order referred to in section
140.
140 Transfer of proceedings to higher court
(cf Act No 9 1973, section 145; Act No 11 1970, section
21B)
(1) The Supreme Court may, of its own motion or on application by a
party to proceedings before the District Court or the Local Court, order that
the proceedings, including any cross-claim in the proceedings, be transferred
to the Supreme Court.
(2) The District Court may, of its own motion or on application by a
party to proceedings before the Local Court, order that the proceedings,
including any cross-claim in the proceedings, be transferred to the District
Court.
(3) Proceedings in the District Court on a claim for damages arising
from personal injury or death are not to be transferred to the Supreme Court
under this section unless the Supreme Court is satisfied:(a) in the case of a motor accident claim or a workplace injury
damages claim:(i) that the amount to be awarded to the plaintiff, if successful, is
likely to be more than $1,000,000, and
(ii) that the case involves complex legal issues or issues of general
public importance, or
(b) in any other case:(i) that the amount to be awarded to the plaintiff, if successful, is
likely to exceed the jurisdictional limit of the District Court,
or
(ii) that there is other sufficient reason for hearing the proceedings
in the Supreme Court.
(4) Proceedings in the Local Court are not to be transferred to a
higher court under this section unless the higher court is satisfied that
there is sufficient reason for hearing the proceedings in the higher
court.
(5) This section extends to proceedings that have been transferred to
the District Court or the Local Court pursuant to a previous transfer order
under this Division or under Division 2 or 3.
141 Transfer orders
(cf Act No 9 1973, section 145; Act No 11 1970, section
21B)
(1) A transfer order takes effect when it is
made.
(2) A transfer order does not invalidate any order made or other thing
done in the proceedings before the order was made.
(3) Any order made by the lower court may be varied or revoked by an
order of the higher court.
142 Stay of proceedings in lower court
(cf Act No 9 1973, section 146; Act No 11 1970, section
21C)
(1) The higher court may make an order for a stay of proceedings in
respect of which an application for a transfer order has been
made.
(2) Subsection (1) does not limit the power of the lower court to
adjourn or stay the proceedings.
143 Proceedings after transfer
(cf Act No 11 1970, section 21E; DCR Part 5, rule 12)
(1) Subject to the rules of court applicable in the higher court, any
proceedings with respect to which a transfer order takes effect are to be
continued in the higher court:(a) as if the proceedings had been duly commenced in the higher court
on the date on which they were commenced in the lower court,
and
(b) as if any cross-claim in the proceedings had been duly made in the
higher court on the date on which it was made in the lower
court.
(2) For the purposes of any proceedings continued in the higher
court:(a) any abandonment of an amount under section 23 ceases to have
effect except to the extent to which the amount originally claimed in the
proceedings, or in any cross-claim in the proceedings, exceeded the
jurisdictional limit of the higher court, and
(b) any admission duly made in the lower court is to be treated as if
it had been duly made in the higher court.
(3) Subject to the rules of court applicable in the higher court, the
power of the higher court to make orders as to costs includes a power to make
orders with respect to the costs of:(a) the application for, and the making of, the transfer order,
and
(b) any step taken in the proceedings before the transfer order was
made.
144 Transfer of certain proceedings from District Court to
Supreme Court
(cf Act No 9 1973, section 147)
(1) This section applies to proceedings under Subdivision 2 of
Division 8 of Part 3 of the District Court
Act 1973.
(2) If, during proceedings to which this section applies, the District
Court decides that it lacks, or may lack, jurisdiction to hear and dispose of
the proceedings, the District Court must order that the proceedings be
transferred to the Supreme Court.
(3) Proceedings that are transferred to the Supreme Court under
subsection (2):(a) are to be continued in the Supreme Court:(i) as if the proceedings had been duly commenced in the Supreme Court
on the date on which they were commenced in the District Court,
and
(ii) as if any cross-claim in the proceedings had been duly made in the
Supreme Court on the date on which it was made in the District Court,
or
(b) if the Supreme Court so orders, are to be remitted to the District
Court and continued in the District Court as if they had not been
transferred.
(4) The District Court has, and may exercise, jurisdiction to hear and
dispose of proceedings the subject of an order by the Supreme Court under
subsection (3) (b), including such jurisdiction as is necessary to determine
any question arising in any such proceedings.
(5) If, during proceedings to which this section applies, the District
Court decides that it is appropriate to do so for any reason other than the
reason referred to in subsection (2), the District Court may order that the
proceedings be transferred to the Supreme Court.
(6) Proceedings that are transferred to the Supreme Court under
subsection (5), are to be continued in the Supreme Court:(a) as if the proceedings had been duly commenced in the Supreme Court
on the date on which they were commenced in the District Court,
and
(b) as if any cross-claim in the proceedings had been duly made in the
Supreme Court on the date on which it was made in the District
Court.
(7) Subject to the rules of court applicable in the Supreme Court, the
power of the Supreme Court to make orders as to costs includes a power to make
orders with respect to the costs of:(a) the application for, and the making of, an order under subsection
(2) or (5), and
(b) any step taken in the proceedings before an order under subsection
(2) or (5) was made.
(8) The making of an order under subsection (2) or (5) does not
invalidate any order previously made by the District Court in the
proceedings.
Division 2 Transfer of proceedings from higher to lower
court
145 Definitions
In this Division:higher
court means the court from which proceedings are transferred, or are
proposed to be transferred, by a transfer order.
lower
court means the court to which proceedings are transferred, or are
proposed to be transferred, by a transfer order.
transfer
order means an order referred to in section
146.
146 Transfer of proceedings to lower court
(cf Act No 9 1973, section 143; Act No 11 1970, section
21F)
(1) If the Supreme Court is satisfied, in relation to proceedings
before it:(a) that the proceedings could properly have been commenced in the
District Court or the Local Court, and
(b) that any cross-claim in the proceedings could properly have been
brought as a cross-claim in the District Court or the Local
Court,
the Supreme Court may order that the proceedings, including any such
cross-claim, be transferred to the District Court or to the Local Court, as
the case requires.
(2) If the District Court is satisfied, in relation to proceedings
before it:(a) that the proceedings could properly have been commenced in the
Local Court, and
(b) that any cross-claim in the proceedings could properly have been
brought as a cross-claim in the Local Court,
the District Court may order that the proceedings, including any such
cross-claim, be transferred to the Local Court.
(3) In determining:(a) whether any proceedings could properly have been commenced in the
lower court, or
(b) whether any cross-claim could properly have been brought in the
lower court,
the higher court must have regard to the current limits of the lower
court’s jurisdiction as if they had been the limits of that jurisdiction
when the proceedings were commenced, or the cross-claim brought, in the higher
court.
(4) Proceedings in the Supreme Court on a claim for damages arising
from personal injury or death are to be transferred under this section unless
the Supreme Court is satisfied:(a) in the case of a motor accident claim or workplace injury damages
claim:(i) that the amount to be awarded to the plaintiff, if successful, is
likely to be more than $1,000,000, and
(ii) that the case involves complex legal issues or issues of general
public importance, or
(b) in any other case:(i) that the amount to be awarded to the plaintiff, if successful, is
likely to exceed the jurisdictional limit of the District Court,
or
(ii) that there is other sufficient reason for hearing the proceedings
in the Supreme Court.
(5) This section extends to proceedings that have been transferred to
the Supreme Court or the District Court pursuant to a previous transfer order
under Division 1.
147 Transfer orders
(cf Act No 11 1970, section 21F)
(1) A transfer order takes effect when it is
made.
(2) A transfer order does not invalidate any order made or other thing
done in the proceedings before the transfer order was
made.
148 Proceedings after transfer
(cf Act No 11 1970, section 21G)
(1) Subject to the rules of court applicable in the lower court, any
proceedings with respect to which a transfer order takes effect continue in
the lower court:(a) as if the proceedings had been duly commenced in the lower court
on the date on which they were commenced in the higher court,
and
(b) as if any cross-claim in the proceedings had been duly made in the
lower court on the date on which it was made in the higher
court.
(2) For the purposes of any proceedings continued in the lower court,
any admission duly made in the higher court is to be treated as if it had been
duly made in the lower court.
(3) Subject to the rules of court applicable in the lower court, the
power of the lower court to make orders as to costs includes a power to make
orders with respect to the costs of:(a) the application for, and the making of, the transfer order,
and
(b) any step taken in the proceedings before the transfer order was
made.
149 Jurisdiction of lower court
The lower court has, and may exercise, all of the jurisdiction of
the higher court in relation to any proceedings to which a transfer order
relates, including jurisdiction to determine any question arising in any such
proceedings.
Division 2A Transfer of proceedings between Supreme Court and
Land and Environment Court
149A Definitions
(1) In this Division:transfer order
means an order referred to in section 149B (1) or (2).
transferee
court means the court to which proceedings are to be transferred
pursuant to a transfer order.
transferor
court means the court from which proceedings are transferred
pursuant to a transfer order.
(2) For the purposes of this Division, proceedings are related if the matters
with which they deal are so closely associated as to form part of the same
controversy.
149B Transfer of proceedings between Supreme Court and Land
and Environment Court
(1) If either the Supreme Court or the Land and Environment Court is
satisfied, in relation to proceedings before it, that it is more appropriate
for the proceedings to be heard in the other court, it may, on application by
a party to the proceedings or of its own motion, order that the proceedings be
transferred to the other court.
(2) If either the Supreme Court or the Land and Environment Court is
satisfied, in relation to proceedings before it, that:(a) there are related proceedings pending in the other court,
and
(b) it is more appropriate for the proceedings to be heard, together
with the related proceedings, in the other court,
it may, on application by a party to the proceedings or of its own
motion, order that the proceedings be transferred to the other court and heard
together with the related proceedings.
(3) No appeal lies against a decision of the transferor court to make,
or not to make, an order under this section.
149C Transfer orders
(1) A transfer order takes effect when it is
made.
(2) A transfer order does not invalidate any order made or other thing
done in the proceedings before the order was made.
(3) Any order made by the transferor court (other than the transfer
order) may be varied or revoked by an order of the transferee
court.
149D Proceedings after transfer
(1) Subject to the rules of court applicable in the transferee
court:(a) any proceedings with respect to which a transfer order takes
effect continue in the transferee court:(i) as if the proceedings had been duly commenced in the transferee
court on the date on which they were commenced in the transferor court,
and
(ii) as if any cross-claim in the proceedings had been duly made in the
transferee court on the date on which it was made in the transferor court,
and
(b) any proceedings with respect to which a transfer order under
section 149B (2) takes effect are to be heard together with, and are taken to
form part of, the related proceedings in the transferee
court.
(2) For the purposes of any proceedings continued in the transferee
court:(a) any admission duly made in the transferor court is to be treated
as if it had been made in the transferee court, and
(b) in the case of proceedings affected by a transfer order under
section 149B (2), any process or other documentation before the transferee
court may be amended so as to reflect the merger of the proceedings
concerned.
(3) Subject to the rules of court applicable in the transferee court,
the power of the transferee court to make orders as to costs includes a power
to make orders with respect to the costs of:(a) the application for, and the making of, the transfer order,
and
(b) any step taken in the proceedings before the transfer order was
made.
149E Jurisdiction of transferee court
The transferee court has, and may exercise, all of the
jurisdiction of the transferor court in relation to any proceedings to which a
transfer order relates, including jurisdiction to determine any question
arising in any such proceedings.
Division 3 Transfer of proceedings between Supreme Court and
Industrial Court
150 Definitions
(1) In this Division:transfer
order means an order referred to in section 151 (1) or
(2).
transferee court
means the court to which proceedings are to be transferred pursuant to a
transfer order.
transferor court
means the court from which proceedings are transferred pursuant to a transfer
order.
(2) For the purposes of this Division, proceedings are related if the matters
with which they deal are so closely associated as to form part of the same
controversy.
151 Transfer of proceedings between Supreme Court and
Industrial Court
(1) If either the Supreme Court or the Industrial Court is satisfied,
in relation to proceedings before it, that it is more appropriate for the
proceedings to be heard in the other court, it may, on application by a party
to the proceedings or of its own motion, order that the proceedings be
transferred to the other court.
(2) If either the Supreme Court or the Industrial Court is satisfied,
in relation to proceedings before it, that:(a) there are related proceedings pending in the other court,
and
(b) it is more appropriate for the proceedings to be heard, together
with the related proceedings, in the other court,
it may, on application by a party to the proceedings or of its own
motion, order that the proceedings be transferred to the other court and heard
together with the related proceedings.
(3) No appeal lies against a decision of the transferor court to make,
or not to make, an order under this section.
152 Transfer orders
(1) A transfer order takes effect when it is
made.
(2) A transfer order does not invalidate any order made or other thing
done in the proceedings before the order was made.
(3) Any order made by the transferor court (other than the transfer
order) may be varied or revoked by an order of the transferee
court.
153 Proceedings after transfer
(1) Subject to the rules of court applicable in the transferee
court:(a) any proceedings with respect to which a transfer order takes
effect continue in the transferee court:(i) as if the proceedings had been duly commenced in the transferee
court on the date on which they were commenced in the transferor court,
and
(ii) as if any cross-claim in the proceedings had been duly made in the
transferee court on the date on which it was made in the transferor court,
and
(b) any proceedings with respect to which a transfer order under
section 151 (2) takes effect are to be heard together with, and are taken to
form part of, the related proceedings in the transferee
court.
(2) For the purposes of any proceedings continued in the transferee
court:(a) any admission duly made in the transferor court is to be treated
as if it had been made in the transferee court, and
(b) in the case of proceedings affected by a transfer order under
section 151 (2), any process or other documentation before the transferee
court may be amended so as to reflect the merger of the proceedings
concerned.
(3) Subject to the rules of court applicable in the transferee court,
the power of the transferee court to make orders as to costs includes a power
to make orders with respect to the costs of:(a) the application for, and the making of, the transfer order,
and
(b) any step taken in the proceedings before the transfer order was
made.
154 Jurisdiction of transferee court
The transferee court has, and may exercise, all of the
jurisdiction of the transferor court in relation to any proceedings to which a
transfer order relates, including jurisdiction to determine any question
arising in any such proceedings.
Schedule 1 Application of Act
(Section 4)
Column 1 | Column 2 |
Court | Kinds of civil proceedings |
Supreme Court | All civil proceedings |
Land and Environment Court | All civil proceedings in Class 1, 2, 3, 4 or 8 of
the Court’s jurisdiction |
Industrial Relations Commission (including the
Commission in Court Session (the Industrial Court)) | All civil proceedings |
District Court | All civil proceedings |
Dust Diseases Tribunal | All civil proceedings |
Local Court | All civil proceedings under Part 3 of the Local Court Act 2007 All civil proceedings under the Property (Relationships) Act
1984 |
Schedule 2 Constitution and procedure of Uniform Rules
Committee
(Section 8)
Part 1 Constitution
1 Definitions
In this Schedule:ex-officio
member means the Chief Justice of the Supreme Court, the President
of the Court of Appeal, the Chief Judge of the Land and Environment Court, the
President of the Industrial Relations Commission, the Chief Judge of the
District Court or the Chief Magistrate, and includes any of their nominees
under section 8.
member means a
member of the Uniform Rules Committee.
2 Term of office
Subject to this Schedule:(a) an ex-officio member holds office indefinitely,
and
(b) any other member holds office for such period as is specified in
his or her instrument of appointment, but is eligible (if otherwise qualified)
for re-appointment.
3 Vacancy in office
(1) The office of a member (other than an ex-officio member) becomes
vacant if the member:(a) dies, or
(b) resigns office by instrument in writing addressed to the Chief
Justice of the Supreme Court, or
(c) ceases to hold the office or qualification by virtue of which he
or she was eligible for appointment as a member, or
(d) has his or her appointment revoked by the person or body by whom
or by which he or she was appointed.
(2) If the office of a member becomes vacant, a person is, subject to
this Act, to be appointed to fill the vacancy.Note. See also section 47 of the Interpretation Act 1987 with respect
to appointments generally.
3A Deputies for members
(1) An ex-officio member of the Uniform Rules Committee may nominate
his or her own deputy.
(1A) Each person referred to in section 8 (1) who is authorised to
nominate or appoint some other person as a member of the Uniform Rules
Committee may nominate or appoint a deputy for that
member.
(2) In the absence of an ex-officio member or a member appointed or
nominated under section 8 (1), the member’s deputy:(a) may, if available, act in the place of the member,
and
(b) subject to clause 6 (6)—while so acting, has the functions
of the member and is taken to be the member.
(3) In this clause, ex-officio member
means the Chief Justice of the Supreme Court, the President of the Court of
Appeal, the Chief Judge of the Land and Environment Court, the Chief Judge of
the District Court or the Chief Magistrate, but does not include any of their
nominees under section 8 (1).
Part 2 Procedure
4 General procedure
The procedure for the calling of meetings of the Uniform Rules
Committee and for the conduct of business at those meetings is, subject to
this Part, to be as determined by the Committee.
5 Quorum
The quorum for a meeting of the Uniform Rules Committee is 7
members, of whom at least 3 must be judicial officers.
6 Presiding member
(1) At any meeting of the Uniform Rules Committee:(a) the Chief Justice of the Supreme Court, or
(b) the Chief Justice’s nominee referred to in section 8 (1)
(a),
is to preside.
(2) In the absence of the Chief Justice or the Chief Justice’s
nominee:(a) the President of the Court of Appeal, or
(b) the President’s nominee referred to in section 8 (1)
(b),
is to preside.
(3) In the absence of:(a) the Chief Justice or the Chief Justice’s nominee,
and
(b) the President of the Court of Appeal or the President’s
nominee,
the next most senior of the Judges of the Supreme Court who are present
is to preside.
(4) In the absence of any Judge of the Supreme Court, the next most
senior judicial officer who is present is to
preside.
(5) The presiding member has a deliberative vote and, in the event of
an equality of votes, has a second or casting vote.
(6) A person nominated as a deputy is not entitled to exercise any of
the functions of a presiding member under this
clause.
7 Decisions
A decision supported by a majority of the votes cast at a meeting
of the Uniform Rules Committee at which a quorum is present is a decision of
the Uniform Rules Committee.
8 Transaction of business outside meetings or by
telephone
(1) The Uniform Rules Committee may, if it thinks fit, transact any of
its business by the circulation of papers among all the members of the
Committee for the time being, and a resolution in writing approved in writing
by a majority of those members is taken to be a decision of the Committee, but
only if the members from whom votes are received in relation to the resolution
would form a quorum at an ordinary meeting of the
Committee.
(2) The Uniform Rules Committee may, if it thinks fit, transact any of
its business at a meeting at which members (or some members) participate by
telephone, closed-circuit television or other means, but only if any member
who speaks on a matter before the meeting can be heard by the other
members.
(3) For the purposes of:(a) the approval of a resolution under subclause (1),
or
(b) a meeting held in accordance with subclause
(2),
the presiding member and each other member have the same voting rights as
they have at an ordinary meeting of the Uniform Rules
Committee.
(4) A resolution approved under subclause (1) is to be recorded in the
minutes of the meetings of the Uniform Rules
Committee.
(5) Papers may be circulated among the members for the purposes of
subclause (1) by facsimile or other transmission of the information in the
papers concerned.
9 First meeting
The first meeting of the Uniform Rules Committee is to be called
by the Chief Justice of the Supreme Court in such manner as the Chief Justice
thinks fit.
Schedule 3 Rule-making powers
(Section 9 (2))
1 The procedure (including the method of pleading) and the practice
to be followed in the court in all civil proceedings in, or with respect to
which, the court has jurisdiction (including the procedure and practice to be
followed in the offices of the court), and any matters incidental to, or
relating to, any such procedure or practice (including the manner and time of
making any applications that under this or any other Act, or under any
Commonwealth Act, are to be made to the court).
2 The rights and obligations of parties, prospective parties and
other persons as to examination, interrogatories, discovery and inspection and
other means of obtaining access to information, documents or things in
relation to civil proceedings and prospective civil
proceedings.
3 The service of documents (including the service of documents
outside New South Wales, whether interstate or overseas).
4 The form and contents of any case stated to the court by or from
any other court or person, and the time within which and the manner in which
proceedings on a stated case are to be commenced and maintained and the
court’s decision notified.
5 The practice and procedure to be followed in connection with
interpleaders.
6 The practice and procedure to be followed in connection with the
splitting and consolidation of civil proceedings.
7 The admission and exclusion of evidence and the manner in which
evidence is to be tendered.
8 The practice and procedure to be followed in connection with the
review by the court of decisions made on its behalf by registrars and other
officers of the court.
9 The practice and procedure to be followed in connection with any
appeal to the court, including the time within which, and the manner in which,
such an appeal is to be made, and the practice and procedure to be followed in
the court with respect to such an appeal.
10 The practice and procedure to be followed in connection with the
transfer of any civil proceedings to or from the court and the practice and
procedure to be followed with respect to civil proceedings that are so
transferred.
11 The assignment of civil proceedings to any division of the court
or to any list established within the court.
12 The nomination and appointment of suitable persons to be mediators
for the purposes of Part 4.
13 The practice and procedure to be followed in relation to the
mediation of any matter under Part 4 or the arbitration of any matter under
Part 5.
14 The circumstances in which civil proceedings, or claims in civil
proceedings, may be dismissed.
15 The circumstances in which the court may order parties to civil
proceedings not to disclose matters that arise in hearings that are held in
the absence of the public.
16 The circumstances in which the court may stay civil proceedings,
either permanently or temporarily.
17 The practice and procedure to be followed with respect to the
giving of judgment, including judgment that is reserved and judgment where the
giving of reasons is deferred.
18 Matters relating to the costs of civil proceedings in the court
and, in particular, prescribing, limiting or otherwise affecting the costs
recoverable in any action or proceedings that the court considers might
properly have been dealt with in a lower court.
19 The means for, and the practice and procedure to be followed in,
securing the future conduct of parties to civil
proceedings.
20 The means for, and the practice and procedure to be followed in,
the enforcement and execution of judgments and orders.
21 The circumstances in which the court may authorise entry on land
for the purpose of enabling its orders to be enforced.
22 The exercise by the Supreme Court of its jurisdiction to make
orders for the enforcement of its judgments and orders.
23 The circumstances in which the court may vary or set aside its
judgments and orders.
24 The means for proving particular facts, and the mode in which
evidence may be given (including the administration of oaths to and the taking
of the evidence of witnesses in or out of New South Wales), in any civil
proceedings, or on any application in connection with, or at any stage of, any
civil proceedings.
25 Matters relating to expert evidence, including:(a) the disclosure (by the furnishing of copies of reports or
otherwise) of the nature of expert evidence to be given, and including the
exclusion of expert evidence in case of non-compliance with the rules relating
to expert evidence or with any order for disclosure of the nature of expert
evidence, and
(b) the use of expert witnesses including, in particular, the use of
expert witnesses engaged jointly by parties to civil proceedings and the use
of court-appointed expert witnesses.
26 The cases in which security may be required, and the form of such
security, and the manner in which, and the person to whom, it is to be
given.
27 For regulating or making other provision concerning interim
payments referred to in Division 5 of Part 6.
28 The payment or transfer into or out of court and, subject to the
consent of the Treasurer, the custody, management and investment of moneys,
securities and effects.
29 The duties of registrars and other officers of the court in
relation to or for the purpose of any civil proceedings.
30 Any matter with respect to civil proceedings for which rules of
court may be made under the Act by which the court is
constituted.
31 Any matter with respect to which the court has jurisdiction under
any other Act or law (including any Commonwealth Act).
32 Any matter for which the rules set out in Schedule 7 made
provision when that Schedule commenced.
33 Any matter for which any other Act provides that rules may be made
under this Act.
34 Any matter of a savings or transitional nature consequent on the
making of any uniform rule.
Schedule 4 Repeals
(Section 6 (1))
Administration of Justice Act
1924 No 42Arbitration (Civil Actions) Act
1983 No 43
Arbitration
(Civil Actions) Regulation 1999
Attachment of Wages Limitation
Act 1957 No 28
Damages (Infants and Persons of
Unsound Mind) Act 1929 No 25
Foreign Judgments Act
1973 No 39
Judgment Creditors’
Remedies Act 1901 No 8
Local Courts (Civil Claims) Act
1970 No 11
Maintenance Orders (Facilities for Enforcement) Act
1923 No 4
Schedule 5 (Repealed)
Schedule 6 Savings, transitional and other
provisions
(Section 6 (3))
Part 1 General
1 Regulations
(1) The Governor may make regulations of a savings or transitional
nature consequent on the enactment of the following Acts:this Act
Courts Legislation Amendment Act
2006, to the extent that it amends this
Act
Courts Legislation Further
Amendment Act 2006 (but only to the extent that it amends this
Act)
Courts Legislation Amendment Act
2007 (but only to the extent to which it amends this
Act)
Courts and Crimes Legislation
Amendment Act 2009 (but only to the extent to which it amends
this Act)
Courts Legislation Amendment Act
2010 (but only to the extent that it amends this
Act)
(2) Any such provision may, if the regulations so provide, take effect
from the date of assent to the Act concerned or a later
date.
(3) To the extent to which any such provision takes effect from a date
that is earlier than the date of its publication in the Gazette, the provision
does not operate so as:(a) to affect, in a manner prejudicial to any person (other than the
State or an authority of the State), the rights of that person existing before
the date of its publication, or
(b) to impose liabilities on any person (other than the State or an
authority of the State) in respect of anything done or omitted to be done
before the date of its publication.
Part 2 Provisions consequent on enactment of this
Act
2 Definition
In this Part:the old
legislation means the Supreme
Court Act 1970, the District
Court Act 1973 and the Local
Courts (Civil Claims) Act 1970, and the rules of court made
under those Acts, as in force immediately before the commencement of this
clause.
3 Rules under the Local
Courts (Civil Claims) Act 1970
The Local
Courts (Civil Claims) Rules 1988 are taken to have been made
under the Local Courts Act
1982, and may be amended and repealed
accordingly.
4 Regulations
The following regulations are taken to have been made under
section 18, and may be amended and repealed accordingly:(a) the Supreme
Court Regulation 2000,
(b) the District
Court Regulation 2000,
(c) the Local
Courts (Civil Claims) Regulation
2000.
5 Pending proceedings
(1) Subject to subclause (2), this Act and the uniform rules apply to
proceedings commenced before the commencement of this Act in the same way as
they apply to proceedings commenced on or after that
commencement.
(2) A court before which proceedings have been commenced before the
commencement of this Act may make such orders dispensing with the requirements
of the uniform rules in relation to the proceedings, and such consequential
orders (including orders as to costs), as are appropriate in the
circumstances.
6 Right to claim set-off
(1) Subject to subclause (2), section 21 extends to:(a) any debt arising under an agreement entered into before the
commencement of that section, and
(b) any other debt arising before the commencement of that
section.
(2) The court may order that section 21 does not apply to a debt
referred to in subclause (1) (a) if it is satisfied that it would be in the
interests of justice to make such an order.
7 Amendment of originating process after expiry of limitation
period
Section 65 extends to any proceedings commenced before the
commencement of that section.
8 Delegations
Any delegation that was in force immediately before the
commencement of this Act under a provision of the old legislation for which
there is a corresponding provision in this Act is taken to be a delegation in
force under the corresponding provision of this Act.
9 Construction of references
Subject to this Schedule and the regulations, in any Act or
instrument:(a) a reference to a provision of the old legislation for which there
is a corresponding provision in this Act extends to the corresponding
provision of this Act or the uniform rules, and
(b) a reference to any act, matter or thing referred to in a provision
of the old legislation for which there is a corresponding provision in this
Act or the uniform rules extends to the corresponding act, matter or thing
referred to in the corresponding provision of this Act or the uniform rules,
as the case requires.
10 General saving
Subject to this Schedule and the regulations:(a) anything begun before the commencement of this Act under a
provision of the old legislation for which there is a corresponding provision
in this Act or the uniform rules may be continued and completed under the old
legislation as if this Act had not been enacted, and
(b) subject to paragraph (a), anything done under a provision of the
old legislation for which there is a corresponding provision in this Act or
the uniform rules (including anything arising under paragraph (a)) is taken to
have been done under the corresponding provision of this Act or the uniform
rules, as the case requires.
11 Motor accident claims
(1) In the definition of motor accident
claim in section 3 (1), the reference to a claim within the meaning
of the Motor Accidents Compensation Act
1999 includes a reference to a claim within the meaning of
Part 5 of the Motor Accidents Act
1988.
(2) In section 81 (2), the reference to an award of damages to which
Chapter 5 of the Motor Accidents
Compensation Act 1999 applies includes a reference to an award
of damages to which Part 6 of the Motor
Accidents Act 1988 applies.
Part 3 Provisions relating to dismissal of
proceedings
12 Dismissal of proceedings
(1) Any proceedings taken to have been dismissed under clause 18 of
the Civil Procedure
Regulation 2005 before the repeal of that clause by the
Civil Procedure Amendment (Savings and
Transitional) Regulation 2005 are taken to have never been
dismissed under that clause and may be continued
accordingly.
(2) Subclause (1) does not apply to any such proceedings to the extent
to which they relate to a cause of action for which relief has been claimed in
fresh proceedings, as referred to in section 91.
(3) The District Court or Local Court, as the case may be, may make
such orders as are necessary to enable the proceedings to be
continued.
Part 4 Provisions consequent on enactment of the Courts Legislation Amendment Act
2007
13 Definitions
In this Part:relevant commencement
date means the date of the commencement of Schedule 2 [9] to the
Courts Legislation Amendment Act
2007.
relevant
proceedings means proceedings in Class 1, 2, 3 or 4 of the
jurisdiction of the Land and Environment Court.
unamended L & E
legislation means the Land and
Environment Court Act 1979 or the rules of court made under
that Act, as in force immediately before the relevant commencement
date.
14 Regulation
The Land and
Environment Court Regulation 2005 is taken to have been made
under section 18 and may be amended and repealed
accordingly.
15 Pending proceedings
(1) Subject to subclause (2), this Act and the uniform rules apply to
relevant proceedings commenced in the Land and Environment Court before the
relevant commencement date in the same way as they apply to relevant
proceedings commenced on or after that
commencement.
(2) If relevant proceedings are commenced in the Land and Environment
Court before the relevant commencement date, the Land and Environment Court
may make such orders dispensing with the requirements of the uniform rules in
relation to the proceedings, and such consequential orders (including orders
as to costs), as are appropriate in the
circumstances.
16 Construction of references
Subject to the regulations, in any other Act or instrument:(a) a reference to a provision of the unamended L & E legislation
for which there is a corresponding provision in this Act extends to the
corresponding provision of this Act or the uniform rules,
and
(b) a reference to any act, matter or thing referred to in a provision
of the unamended L & E legislation for which there is a corresponding
provision in this Act or the uniform rules extends to the corresponding act,
matter or thing referred to in the corresponding provision of this Act or the
uniform rules, as the case requires.
17 General saving
Subject to this Schedule and the regulations:(a) anything begun before the relevant commencement date under a
provision of the unamended L & E legislation for which there is a
corresponding provision in this Act or the uniform rules may be continued and
completed under the unamended L & E legislation as if this Act had not
been enacted, and
(b) subject to paragraph (a), anything done under a provision of the
unamended L & E legislation for which there is a corresponding provision
in this Act or the uniform rules (including anything arising under paragraph
(a)) is taken to have been done under the corresponding provision of this Act
or the uniform rules, as the case requires.
Schedule 7 (Repealed)
Historical notes
The following abbreviations are used in the Historical notes:
Am |
amended |
LW |
legislation website |
Sch |
Schedule |
Cl |
clause |
No |
number |
Schs |
Schedules |
Cll |
clauses |
p |
page |
Sec |
section |
Div |
Division |
pp |
pages |
Secs |
sections |
Divs |
Divisions |
Reg |
Regulation |
Subdiv |
Subdivision |
GG |
Government Gazette |
Regs |
Regulations |
Subdivs |
Subdivisions |
Ins |
inserted |
Rep |
repealed |
Subst |
substituted |
Table of amending instruments
Civil Procedure Act 2005
No 28. Second reading speech made: Legislative Assembly, 6.4.2005;
Legislative Council, 24.5.2005. Assented to 1.6.2005. Date of commencement,
secs 8 and 17 and Schs 2, 5.3 [1]–[4], 5.15 [4], 5.17 [3], 5.30 [8],
5.43 and 5.44 excepted, 15.8.2005, sec 2 (1) and GG No 100 of 10.8.2005, p
4205; date of commencement of secs 8 and 17 and Sch 2, 24.6.2005, sec 2 (1)
and GG No 77 of 24.6.2005, p 2952; date of commencement of Sch 5.3
[1]–[3], 5.15 [4], 5.17 [3] and 5.30 [8], 1.10.2005, sec 2 (2) and GG No
105 of 19.8.2005, p 4570; date of commencement of Sch 5.3 [4], 15.8.2005, sec
2 (3) and GG No 100 of 10.8.2005, p 4205; date of commencement of Sch 5.43 and
5.44, 15.8.2005, sec 2 (4) and GG No 100 of 10.8.2005, p 4205. This Act has
been amended by Sch 5.3 to this Act and as follows:
2005 | No 22 | Dust Diseases Tribunal Amendment
(Claims Resolution) Act 2005. Assented to 26.5.2005. Date of commencement of Sch 3, on the date of assent to the Civil Procedure Act 2005 (ie
1.6.2005), sec 2 (2).
|
| | (409) | Civil Procedure Amendment
(Application of Act) Regulation 2005. GG No 100 of 10.8.2005,
p 4206. Date of commencement, 15.8.2005, cl 2.
|
| | No 98 | Statute Law (Miscellaneous
Provisions) Act (No 2) 2005. Assented to 24.11.2005. Date of commencement of Sch 2.10, assent, sec 2
(2).
|
2006 | No 23 | Courts Legislation Amendment Act
2006. Assented to 17.5.2006. Date of commencement of Sch 1, assent, sec 2
(1).
|
| | No 56 | Courts Legislation Further
Amendment Act 2006. Assented to 20.6.2006. Date of commencement of Sch 1, assent, sec 2
(1).
|
| | No 107 | Crimes and Courts Legislation
Amendment Act 2006. Assented to 29.11.2006. Date of commencement of Sch 1.6, assent, sec 2
(2).
|
| | No 120 | Statute Law (Miscellaneous
Provisions) Act (No 2) 2006. Assented to 4.12.2006. Date of commencement of Sch 3, assent, sec 2 (2); date of commencement of
Sch 4, assent, sec 2 (1).
|
2007 | No 8 | Mental Health Act
2007. Assented to 15.6.2007. Date of commencement, 16.11.2007, sec 2 and GG No 169 of 16.11.2007, p
8465.
|
| | No 46 | Evidence Amendment Act
2007. Assented to 1.11.2007. Date of commencement, 1.1.2009, sec 2 and GG No 158 of 19.12.2008, p
12305.
|
| | No 56 | Courts Legislation Amendment Act
2007. Assented to 15.11.2007. Date of commencement of Sch 2 [1] [2] and [5]–[14], 28.1.2008, sec
2 (3) and GG No 182 of 14.12.2007, p 9537; date of commencement of Sch 2 [3]
and [4], 14.12.2007, sec 2 (3) and GG No 182 of 14.12.2007, p
9537.
|
| | No 70 | Community Justice Centres
Amendment Act 2007. Assented to 7.12.2007. Date of commencement of Sch 2.1, 25.5.2009, sec 2 (2) and 2009 (179) LW
22.5.2009.
|
| | No 94 | Miscellaneous Acts (Local Court)
Amendment Act 2007. Assented to 13.12.2007. Date of commencement of Schs 1.12, 2 and 7, 6.7.2009, sec 2 and 2009
(314) LW 3.7.2009.
|
| | No 95 | Motor Accidents Compensation
Amendment (Claims and Dispute Resolution) Act 2007. Assented
to 13.12.2007. Date of commencement, 1.10.2008, sec 2 and GG No 92 of 25.7.2008, p
7281.
|
2008 | No 53 | Courts and Crimes Legislation
Amendment Act 2008. Assented to 1.7.2008. Date of commencement of Sch 3, assent, sec 2
(1).
|
| | No 79 | Mental Health Legislation
Amendment (Forensic Provisions) Act 2008. Assented to
5.11.2008. Date of commencement, 1.3.2009, sec 2 and GG No 44 of 27.2.2009, p
1229.
|
| | No 107 | Courts and Crimes Legislation
Further Amendment Act 2008. Assented to 8.12.2008. Date of commencement of Sch 29, 7.4 2009, sec 2 (2) and 2009 (112) LW
3.4.2009.
|
2009 | No 30 | Civil Procedure Amendment
(Transfer of Proceedings) Act 2009. Assented to
9.6.2009. Date of commencement, assent, sec 2.
|
| | No 37 | Courts and Other Legislation
Amendment Act 2009. Assented to 19.6.2009. Date of commencement of Sch 1.4, assent, sec 2
(2).
|
| | No 49 | NSW Trustee and Guardian Act
2009. Assented to 26.6.2009. Date of commencement, 1.7.2009, sec 2 and 2009 (305) LW
1.7.2009.
|
| | No 56 | Statute Law (Miscellaneous
Provisions) Act 2009. Assented to 1.7.2009. Date of commencement of Sch 4, 17.7.2009, sec 2
(1).
|
| | No 77 | Courts and Crimes Legislation
Amendment Act 2009. Assented to 3.11.2009. Date of commencement of Sch 2.6 [1] [2] and [4]–[6], assent, sec 2
(1); date of commencement of Sch 2.6 [3], 1.2.2010, sec 2 (2) and 2010 (9) LW
22.1.2010.
|
| | No 106 | Statute Law (Miscellaneous
Provisions) Act (No 2) 2009. Assented to 14.12.2009. Date of commencement of Sch 2, 8.1.2010, sec 2
(2).
|
2010 | No 63 | Courts Legislation Amendment Act
2010. Assented to 28.6.2010. Date of commencement of Sch 1.7, assent, sec 2
(2).
|
Table of amendments
Sec 3 | Am 2005 No 28, Sch 5.3 [1]; 2007 No 8, Sch 7.2;
2007 No 94, Schs 2, 3; 2008 No 79, Sch 3.2; 2009 No 49, Sch 2.9
[1]. |
Sec 6 | Am 2006 No 120, Sch 4. |
Sec 8 | Am 2006 No 120, Sch 3.3; 2007 No 56, Sch 2 [1] [2];
2009 No 77, Sch 2.6 [1] [2]. |
Sec 9 | Am 2005 No 28, Sch 5.3 [2]. |
Sec 15 | Am 2009 No 56, Sch 4.11. |
Sec 18 | Am 2006 No 56, Sch 1 [1]. |
Sec 23 | Am 2007 No 94, Schs 1.12 [1],
2. |
Sec 26 | Am 2007 No 70, Sch 2.1 [1]. |
Sec 34 | Am 2007 No 70, Sch 2.1 [2]; 2009 No 106, Sch
2.2. |
Sec 41 | Am 2007 No 94, Sch 1.12 [2]. |
Secs 43, 62 | Am 2007 No 94, Sch 2. |
Sec 64 | Am 2006 No 23, Sch 1 [1]. |
Sec 74 | Am 2009 No 49, Sch 2.9 [2]. |
Sec 76 | Am 2007 No 56, Sch 2 [3] [4]. |
Sec 77 | Am 2006 No 56, Sch 1 [2]; 2009 No 49, Sch 2.9
[3]. |
Sec 78 | Am 2009 No 49, Sch 2.9 [3]. |
Sec 81 | Am 2006 No 56, Sch 1 [3]; 2007 No 95, Sch 2.1
[1]. |
Sec 82 | Am 2007 No 95, Sch 2.1 [2]. |
Sec 87 | Am 2007 No 46, Sch 2.1. |
Sec 96 | Am 2007 No 94, Sch 1.12 [3]. |
Sec 97 | Am 2006 No 56, Sch 1 [4]. |
Sec 99 | Am 2005 No 28, Sch 5.3 [3]. |
Sec 106 | Am 2007 No 94, Sch 2. |
Sec 107 | Am 2007 No 94, Sch 1.12 [4]. |
Sec 108 | Am 2007 No 94, Sch 1.12 [5]. |
Sec 113 | Am 2006 No 56, Sch 1 [5] [6]. |
Sec 122 | Am 2009 No 37, Sch 1.4. |
Sec 140 | Am 2007 No 94, Sch 2. |
Sec 141 | Am 2007 No 56, Sch 2 [5]. |
Sec 144 | Am 2007 No 56, Sch 2 [6]. |
Sec 146 | Am 2007 No 94, Sch 2. |
Sec 149 | Am 2007 No 56, Sch 2 [7]. |
Part 9, Div 2A (secs
149A–149E) | Ins 2007 No 56, Sch 2 [8]. Subst 2009 No 30, Sch
1. |
Part 9, Div 3 | Rep 2007 No 94, Sch 1.12 [6]. Ins 2010 No 63, Sch
1.7 [1]. |
Secs 150–153 | Rep 2007 No 94, Sch 1.12 [6]. Ins 2010 No 63, Sch
1.7 [1]. |
Sec 154 | Ins 2010 No 63, Sch 1.7 [1]. |
Sch 1 | Am 2005 (409), cl 3; 2007 No 56, Sch 2 [9]; 2007 No
94, Sch 1.12 [7]; 2008 No 107, Sch 29.1; 2009 No 77, Sch 2.6
[3]. |
Sch 2 | Am 2007 No 56, Sch 2 [10]–[12]; 2008 No 53,
Sch 3 [1]–[4]; 2009 No 77, Sch 2.6 [4] [5]. |
Sch 3 | Am 2005 No 98, Sch 2.10; 2006 No 107, Sch
1.6. |
Sch 5 | Am 2005 No 22, Sch 3 [1]. Rep 2006 No 120, Sch
4. |
Sch 6 | Am 2006 No 23, Sch 1 [2] [3]; 2006 No 56, Sch 1
[7]; 2007 No 56, Sch 2 [13] [14]; 2009 No 77, Sch 2.6 [6]; 2010 No 63, Sch 1.7
[2]. |
Sch 7 | Am 2005 No 22, Sch 3 [2]–[6]. Rep 2005 No 28,
Sch 5.3 [4]. |